-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vu+EhS+SWFaZjn4EymAzA7WmF+BPKahd6WC5LBGFzynW+NAnm13j/c4C3mwZRqxm PrzSSXKaLupfs1KjbduTzw== 0000912057-02-006356.txt : 20020414 0000912057-02-006356.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912057-02-006356 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GLOBAL MAINTECH CORP /MN/ CENTRAL INDEX KEY: 0000783738 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 411523657 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38459 FILM NUMBER: 02549774 BUSINESS ADDRESS: STREET 1: 2917 W 133 STREET CITY: SHAKOPEE STATE: MN ZIP: 55379 BUSINESS PHONE: 9528770091 MAIL ADDRESS: STREET 1: 2917 W 133 STREET CITY: SHAKOPEE STATE: MN ZIP: 55379 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL MAINTECH CORP DATE OF NAME CHANGE: 19950628 FORMER COMPANY: FORMER CONFORMED NAME: SINGLEPOINT SYSTEMS CORP DATE OF NAME CHANGE: 20000814 FORMER COMPANY: FORMER CONFORMED NAME: MIRROR TECHNOLOGIES INC /MN/ DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEWTON WILLIAM CENTRAL INDEX KEY: 0001130187 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 5300 N. PRINCE PL. CITY: JACKSON HOLE STATE: WY ZIP: 83001-9260 BUSINESS PHONE: 3077391566 MAIL ADDRESS: STREET 1: 5300 N. PRINCE PL. CITY: JACKSON HOLE STATE: WY ZIP: 83001-9260 SC 13G/A 1 a2071019zsc13ga.htm SCHEDULE 13G/A Prepared by MERRILL CORPORATION

SEC 1745
(6-01)


Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934
(Amendment No. 1
)*

 

Global MAINTECH Corporation

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

379338 20 5

(CUSIP Number)

 

Rule 13d-2(b)

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

ý

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No.  379338 20 5

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
William C. Newton (“WCN”)  and  Gloria A. Newton (“GAN”)

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

ý  Husband/Wife

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
WCN = 3,500

 

6.

Shared Voting Power
WCN = 316,257(1)
GAN = 316,257(1)

 

7.

Sole Dispositive Power
WCN = 3,500

 

8.

Shared Dispositive Power
WCN = 316,257(1)
GAN = 316,257(1)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
WCN = 319,757(1)
GAN = 319,757(1)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
o

 

 

11.

Percent of Class Represented by Amount in Row (9)
WCN = 3.18%(2)
GAN = 3.18%(2)

 

 

12.

Type of Reporting Person (See Instructions)
WCN = IN
GAN = IN

 


(1)           Amount reported represents the aggregate amount beneficially owned jointly by WCN and GAN, husband and wife.

 

(2)           Assumes, pursuant to Rule 13d-3(d)(1)(i) under the Act, that there are 10,052,155 shares of stock outstanding.  Percentage reported represents the aggregate percentage beneficially owned jointly by WCN and GAN, husband and wife.

 

 

 

2



 

CUSIP No.  379338 20 5

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
WCN/GAN Partners, Ltd. (83-031598)

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Wyoming

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
316,257(1)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
316,257(1)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
316,257(2)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
o

 

 

11.

Percent of Class Represented by Amount in Row (9)
3.15%(3)

 

 

12.

Type of Reporting Person (See Instructions)
PN

 


(1)           Voting and dispositive power shared by WCN and GAN as the general partners of WCN/GAN Partners, Ltd.

 

(2)           Amount reported is part of the same block of stock beneficially owned jointly by WCN and GAN.

 

(3)           Assumes, pursuant to Rule 13d-3(d)(1)(i) under the Act, that there are 10,052,155 shares of stock outstanding.  Percentage reported is part of the same block of stock beneficially owned jointly by WCN and GAN.

 

3



 

 

Item 1.

 

(a)

Global MAINTECH Corporation

 

 

 

 

(b)

Address of Issuer's Principal Executive Offices
7836 Second Avenue South, Suite 1, Bloomington, MN 55420

 

Item 2.

 

(a)

Name of Person Filing

William C. Newton (“WCN”)
Gloria A. Newton (GAN”)
WCN/GAN Partners, Ltd. (“WPL”)

WCN, GAN and WPL are filing this Statement on Schedule 13G jointly pursuant to Rule 13d-1(k)(1).  Attached to this Statement as Exhibit 1 is the Joint Filing Agreement of WCN, GAN and WPL pursuant to Rule 13d-1(k)(1)(iii).

 

 

(b)

Address of Principal Business Office or, if none, Residence
c/o NOTWEN Corporation
660 East Broadway
Jackson Hole, WY 83001

 

 

 

 

(c)

Citizenship
WCN— U.S. citizen
GAN— U.S. citizen
WPL— a Wyoming partnership

 

 

 

 

 

 

(d)

Title of Class of Securities
Common Stock

 

 

 

 

(e)

CUSIP Number
379338 20 5

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

Not applicable

 

4



 

Item 4.

Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

 

(a)

Amount beneficially owned:    WCN: 319,757 shares (1)
                                                    GAN: 319,757 shares (1)
                                                    
WPL: 316,257(1)

 

 

 

 

(b)

Percent of class:   

 

 

(i)

WCN: 3.18% (1)(2)

 

 

(ii)

GAN: 3.18 %(1)(2)

 

 

(iii)

WPL: 3.15%(1)(2)

 

 

 

 

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote

WCN: 3,500

 

 

 

 

 

 

 

(ii)

Shared power to vote or to direct the vote

WCN: 316,257
GAN: 316,257
WPL: 316,257

 

 

 

 

 

 

 

(iii)

Sole power to dispose or to direct the disposition of

WCN: 3,500

 

 

 

 

 

 

 

 

(iv)

Shared power to dispose or to direct the disposition of 

WCN: 316,257
GAN: 316,257
WPL: 316,257

 

 

 

 

 

 

 

(1) Amount of percent reported by WCN and GAN represents the aggregate amount beneficially owned jointly by WCN and GAN, husband and wife.  Amount or percent reported by WPL is part of the same block of stock beneficially owned jointly by WCN and GAN.

 

 

 

 

 

(2) Assumes, pursuant to Rule 13d-3(d)(1)(i) under the Act, that there are 10,052,155 shares of stock outstanding. Percentage reported by WCN and GAN represents the aggregate percentage beneficially owned jointly by WCN and GAN, husband and wife.  Percentage reported by WPL is part of the same block of Stock beneficially owned jointly by WCN and GAN.

 

Item 5.

Ownership of Five Percent or Less of a Class

Not applicable

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

Not applicable

 

Item 8.

Identification and Classification of Members of the Group

Not applicable

 

Item 9.

Notice of Dissolution of Group

Not applicable

 

Item 10.

Certification

By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having the purpose or effect.

 

 

 

5



 

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 14, 2002

WCN/GAN Partners, Ltd.

 

 

 

 

 

By:

/s/ William C. Newton

 

 

William C. Newton, General Partner

 

 

 

 

 

By:

/s/ Gloria A. Newton

 

 

Gloria A. Newton, General Partner

 

 

 

 

 

/s/ William C. Newton

 

William C. Newton, Individually

 

 

 

 

 

/s/ Gloria A. Newton

 

Gloria A. Newton, Individually

 

 

 

 

6



 

 

 

Exhibit 1

 

JOINT FILING AGREEMENT

 

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including amendments thereto) with respect to the common stock of Global MAINTECH Corporation and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings.

 

In evidence thereof, the undersigned, being duly authorized, hereby execute this Joint Filing Agreement as of February 14, 2002.

 

 

 

 

/s/ Gloria A. Newton

 

Gloria A. Newton, Individually

 

 

 

 

 

/s/ William C. Newton

 

William C. Newton, Individually

 

 

 

 

 

WCN/GAN Partners, Ltd.

 

 

 

 

By:

/s/ William C. Newton

 

 

William C. Newton, General Partner

 

 

 

 

 

 

 

 

 

By:

/s/ Gloria A. Newton

 

 

Gloria A. Newton, General Partner

 

 

 

 

 

7




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