0000107815-12-000098.txt : 20120703 0000107815-12-000098.hdr.sgml : 20120703 20120703170618 ACCESSION NUMBER: 0000107815-12-000098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120702 FILED AS OF DATE: 20120703 DATE AS OF CHANGE: 20120703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLAPPA GALE E CENTRAL INDEX KEY: 0001195320 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09057 FILM NUMBER: 12945948 MAIL ADDRESS: STREET 1: 231 W. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WISCONSIN ENERGY CORP CENTRAL INDEX KEY: 0000783325 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 391391525 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 231 W MICHIGAN ST STREET 2: P O BOX 1331 CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 414-221-2345 MAIL ADDRESS: STREET 1: 231 WEST MICHIGAN STREET STREET 2: P O BOX 1331 CITY: MILWAUKEE STATE: WI ZIP: 53201 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-07-02 0000783325 WISCONSIN ENERGY CORP WEC 0001195320 KLAPPA GALE E 231 WEST MICHIGAN STREET MILWAUKEE, WI 53203 1 1 0 0 Chairman, President, and CEO Common Stock 2012-07-02 4 M 0 165000 17.10 A 277641.7337 D Common Stock 2012-07-02 4 M 0 35000 19.7375 A 312641.7337 D Common Stock 2012-07-02 4 S 0 200000 39.9735 D 112641.7337 D Common Stock 2884.419 I ERSP Stock Option (Right to buy) 17.10 2012-07-02 4 M 0 165000 0 D 2008-01-18 2015-01-18 Common Stock 165000 0 D Stock Option (Right to buy) 19.7375 2012-07-02 4 M 0 35000 0 D 2009-01-03 2016-01-03 Common Stock 35000 469000 D Includes shares acquired pursuant to a dividend reinvestment feature of Wisconsin Energy Corporation's Stock Plus Investment Plan in transactions exempt from Section 16 pursuant to Rule 16a-11. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2012. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.76 to $40.22, inclusive. The reporting person undertakes to provide to Wisconsin Energy Corporation ("WEC"), any security holder of WEC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Includes shares acquired under Wisconsin Energy Corporation's Employee Retirement Savings Plan (ERSP) in transactions exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). The number of shares in the ERSP attributable to any one participant varies with the price of the Common Stock. The information in this report is based on a plan statement dated as of June 28, 2012. This option was previously reported as covering 252,000 shares at an exercise price of $39.475 per share, but was adjusted to reflect the 2-for-1 stock split that occurred on March 1, 2011. /s/ Joshua M. Erickson, as Attorney-in-Fact 2012-07-03