0001567619-23-004639.txt : 20230307 0001567619-23-004639.hdr.sgml : 20230307 20230307211343 ACCESSION NUMBER: 0001567619-23-004639 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230305 FILED AS OF DATE: 20230307 DATE AS OF CHANGE: 20230307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rozelle John W. CENTRAL INDEX KEY: 0001555604 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09025 FILM NUMBER: 23714696 MAIL ADDRESS: STREET 1: C/O VISTA GOLD CORP. STREET 2: 7961 SHAFFER PARKWAY, SUITE 5 CITY: LITTLETON STATE: CO ZIP: 80127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISTA GOLD CORP CENTRAL INDEX KEY: 0000783324 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7961 SHAFFER PKWY, SUITE 5 CITY: LITTLETON STATE: CO ZIP: 80127 BUSINESS PHONE: 720-981-1185 MAIL ADDRESS: STREET 1: 7961 SHAFFER PKWY, SUITE 5 CITY: LITTLETON STATE: CO ZIP: 80127 FORMER COMPANY: FORMER CONFORMED NAME: GRANGES INC DATE OF NAME CHANGE: 19950602 FORMER COMPANY: FORMER CONFORMED NAME: GRANGES EXPLORATION LTD DATE OF NAME CHANGE: 19890619 4 1 doc1.xml FORM 4 X0306 4 2023-03-05 0 0000783324 VISTA GOLD CORP VGZ 0001555604 Rozelle John W. C/O VISTA GOLD CORP. 7961 SHAFFER PARKWAY, SUITE 5 LITTLETON CO 80127 0 1 0 0 Senior Vice President Common Shares 2023-03-05 4 M 0 16000 A 471513 D Common Shares 2023-03-05 4 M 0 49217 A 520730 D Common Shares 2023-03-05 4 M 0 12333 A 533063 D Common Shares 2023-03-05 4 F 0 36447 0.5248 D 496616 D Restricted Stock Units 2023-03-05 4 M 0 16000 0 D Common Shares 16000 0 D Restricted Stock Units 2023-03-05 4 M 0 49217 0 D Common Shares 49217 14783 D Restricted Stock Units 2023-03-05 4 D 0 4783 0 D Common Shares 4783 10000 D Restricted Stock Units 2023-03-05 4 M 0 12333 0 D Common Shares 12333 79667 D Restricted Stock Units 2023-03-05 4 A 0 107000 0 A Common Shares 107000 107000 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs reported in Table II. 172,000 RSUs were granted on March 1, 2020, and vest as follows: 48,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 72,000 on March 1, 2022, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 52,000 RSUs were subject to performance criteria and vested on March 1, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date 106,000 RSUs were granted on February 23, 2021, and vest as follows: 30,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 44,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 32,000 RSUs are subject to performance criteria, and vested on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. The RSUs were granted on March 2, 2022, and vest as follows: 37,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 55,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. The RSUs granted March 5, 2023, vest as follows: 32,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 75,000 on March 5, 2025, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. /s/ Paula J. Shade as attorney-in-fact for John W. Rozelle 2023-03-07