0001140361-16-076802.txt : 20160815 0001140361-16-076802.hdr.sgml : 20160815 20160815212418 ACCESSION NUMBER: 0001140361-16-076802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160811 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISTA GOLD CORP CENTRAL INDEX KEY: 0000783324 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7961 SHAFFER PKWY CITY: LITTLETON STATE: CO ZIP: 80127 BUSINESS PHONE: 720-981-1185 MAIL ADDRESS: STREET 1: 7961 SHAFFER PKWY CITY: LITTLETON STATE: CO ZIP: 80127 FORMER COMPANY: FORMER CONFORMED NAME: GRANGES INC DATE OF NAME CHANGE: 19950602 FORMER COMPANY: FORMER CONFORMED NAME: GRANGES EXPLORATION LTD DATE OF NAME CHANGE: 19890619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rozelle John W. CENTRAL INDEX KEY: 0001555604 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09025 FILM NUMBER: 161834561 MAIL ADDRESS: STREET 1: C/O VISTA GOLD CORP. STREET 2: 7961 SHAFFER PARKWAY, SUITE 5 CITY: LITTLETON STATE: CO ZIP: 80127 4 1 doc1.xml FORM 4 X0306 4 2016-08-11 0 0000783324 VISTA GOLD CORP VGZ 0001555604 Rozelle John W. C/O VISTA GOLD CORP. 7961 SHAFFER PARKWAY, SUITE 5 LITTLETON CO 80127 0 1 0 0 Senior Vice President Common Shares 2016-08-11 4 M 0 48750 0 A 131275 D Common Shares 2016-08-11 4 M 0 24500 0 A 155775 D Common Shares 2016-08-11 4 M 0 94200 0 A 249975 D Common Shares 2016-08-11 4 M 0 56400 0 A 306375 D Restricted Stock Units 2016-08-11 4 M 0 48750 0 D Common Shares 48750 90000 D Restricted Stock Units 2016-08-11 4 M 0 24500 0 D Common Shares 24500 0 D Restricted Stock Units 2016-08-11 4 M 0 94200 0 D Common Shares 94200 62800 D Restricted Stock Units 2016-08-11 4 M 0 56400 0 D Common Shares 56400 0 D Partial vesting of grant of 150,000 RSUs on 7/28/15, previously reported on a Form 4 filed with the SEC on 7/30/15. Each RSU represents a contingent right to receive one share of VGZ common stock. Total does not include 11,250 shares underlying performance share awards previously reported on the Form 4 filed 7/30/15, which were forfeited due to failure to achieved the specified performance criteria. Vesting of 40% of the RSUs will occur on 7/28/17, subject to share price performance criteria for the Issuer's common shares. The remaining 20% of the grant will vest on the 2nd and 3rd year anniversaries of the grant. VESTING OF THE REMAINING RSUs IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON. Partial vesting (50%) of grant of 49,000 RSUs on 7/29/14, previously reported on a Form 4 filed with the SEC on 7/31/14 (50% of the grant previously vested on 7/28/15) . Each RSU represents a contingent right to receive one share of VGZ common stock. Partial vesting of grant of 157,000 RSUs on 7/29/14, previously reported on a Form 4 filed with the SEC on 7/31/14. Each RSU represents a contingent right to receive one share of VGZ common stock. Vesting of the 94,200 RSUs was subject to the reporting person meeting annual performance criteria. Vesting of the remaining 62,800 RSUs is contingent upon share price performance criteria for the Issuer's common shares. VESTING OF THE REMAINING RSUs IS SUBJECT TO MARKET PRICE CRITERIA AND WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON. Partial vesting of grant of 141,000 RSUs on 8/9/13, previously reported on a Form 4 filed with the SEC on 8/12/13. Each RSU represents a contingent right to receive one share of VGZ common stock. Vesting of the RSUs was subject to the reporting person meeting annual performance criteria. /s/ Connie Martinez, as attorney-in-fact for John W. Rozelle 2016-08-15