-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DkTjarpIovvDGmDbkhBrMoUpeMfvP1isRlnmSm8Go75HfqfkUjKpDFK3yV60qtVE wBU4hGkP1GP2gc25R/5hAw== 0001000096-97-000080.txt : 19970222 0001000096-97-000080.hdr.sgml : 19970222 ACCESSION NUMBER: 0001000096-97-000080 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970218 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: DCX INC CENTRAL INDEX KEY: 0000783284 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840868815 STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 000-14273 FILM NUMBER: 97537461 BUSINESS ADDRESS: STREET 1: 3002 N STATE HWY 83 CITY: FRANKTOWN STATE: CO ZIP: 80116-0569 BUSINESS PHONE: 3036886070 MAIL ADDRESS: STREET 1: PO BOX 569 STREET 2: PO BOX 569 CITY: FRANKTOWN STATE: CO ZIP: 80116 FORMER COMPANY: FORMER CONFORMED NAME: DOUGLAS COUNTY INDUSTRIES INC DATE OF NAME CHANGE: 19860109 NT 10-Q 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING ( ) Form 10-K ( ) Form 20-F ( ) Form 11-k (X) Form 10-Q ( ) Form N-SAR For Period Ended: December 31, 1996 ------------------- ( ) Transition Report on Form 10-K ( ) Transition Report on Form 20-F ( ) Transition Report on Form 11-K ( ) Transition Report on Form 10-Q ( ) Transition Report on Form N-SAR For Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: Part I - Registrant Information Full Name of Registrant DCX, Inc. Former Name if Applicable - -------------------------------------------------------------------------------- Address of Principal Executive Office 3002 North State Highway 83 - -------------------------------------------------------------------------------- City, State and Zip Code Franktown, CO 80116-0569 - -------------------------------------------------------------------------------- Part II - Rules 12b-25 (b) and (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25, the following should be completed. (x) (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and (c) The accountant's statement required by Rule 12b-25(C) has been attached if applicable Part III - Narrative State below in reasonable detail the reasons why Form 10-K, 20-F, 11-K, 10-Q, N-SAR or the transition report or portion thereof could not be filed within the prescribed time period. Due to change in mangement of the Company on January 1, 1997, as reported on Form 8-K, dated December 11, 1996, and the death of a director (former chairman and major shareholder) of the Company on January 7, 1997, as reported in Form 10-KSB for September 30, 1996, on January 13, 1997. Part IV - Other Information (1) Name and telephone number of person to contact in regard to this notification Frederick G. Beisser 303 688-6070 - -------------------------------------------------------------------------------- (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under section 13 or 15(d) of the Securities Exchange Act of 1934 or section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such reports been filed? If the answer is no, identify report(s). (X) Yes ( ) No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? (X) Yes ( ) No If so, attach an explanation of the anticipated change, both narratively and quantitatively, and if appropriate, state the reasons why a reasonable estimate of the results cannot be made. Review by new management team reveals initial indications that first quarter will result in comparable revenue but with a net operating loss versus net income of $124,561 for the same period of the prior year. The amount is not yet finalized and cannot be presently estimated so as to be not misleading. DCX, Inc. - -------------------------------------------------------------------------------- the has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date: February 17, 1997 By: /S/ FREDERICK G. BEISSER ----------------- ---------------------------------- Frederick G. Beisser - -------------------------------------------------------------------------------- ATTENTION Intentional misstatements or omissions of fact constitute Federal Criminal Violations (Sec 18 U.S.c. 1001) - -------------------------------------------------------------------------------- -----END PRIVACY-ENHANCED MESSAGE-----