-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PJrVmJ50grfuhj9C0e8Ylu1YTMLMIoY42BX2nLgXiAziv9qmFfkfIY/PEjSRVRGs +5QcFGAkBCIDalG6kMHwrA== 0001000096-97-000038.txt : 19970130 0001000096-97-000038.hdr.sgml : 19970130 ACCESSION NUMBER: 0001000096-97-000038 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970115 ITEM INFORMATION: Other events FILED AS OF DATE: 19970129 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: DCX INC CENTRAL INDEX KEY: 0000783284 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840868815 STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-14273 FILM NUMBER: 97513420 BUSINESS ADDRESS: STREET 1: 3002 N STATE HWY 83 CITY: FRANKTOWN STATE: CO ZIP: 80116-0569 BUSINESS PHONE: 3036886070 MAIL ADDRESS: STREET 1: PO BOX 569 STREET 2: PO BOX 569 CITY: FRANKTOWN STATE: CO ZIP: 80116 FORMER COMPANY: FORMER CONFORMED NAME: DOUGLAS COUNTY INDUSTRIES INC DATE OF NAME CHANGE: 19860109 8-K 1 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange of 1934 Date of Report January 15, 1997 DCX, Inc. (Exact name of registrant as specified in its charter) Colorado 0-14273 84-0868815 (State of (Commission (IRS Employer incorporation) File Number) Identification No.) 3002 North State Highway 83, Franktown, CO 80116-0569 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (303) 688-6070 Not Applicable (Former name or former address, if changed since last report) 1 Item 5, Other Events. The Company reports that it entered into a 12 month consulting agreement with Transition Partners Limited of Boulder, Colorado on January 15, 1997. Transition Partners Limited (TPL) is a consulting firm with experience in turnaround situations, mergers and acquisitions, and in capital formation. Under the terms of the agreement, TPL will act in an advisory capacity to the Board of Directors of DCX and assist the Company in strategic planning, capital planning and formation, corporate development and merger/acquisition services. The agreement provides for a monthly retainer fee and for the issue of warrants for the purchase the Company's common stock equal to five percent of the shares outstanding on January 15, 1997 at a price of $1.00 per share. The warrants will have an expiration date five years from the engagement date. In addition, TPL will receive a "success fee" equal to five percent of total capital, debt or equity, procured for the Company by TPL. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. DCX, Inc. (Registrant) January 29, 1997 /S/ FREDERICK G. BEISSER -------------------------------- (Signature) Frederick G. Beisser Secretary, Treasurer & Chief Financial Officer 3 -----END PRIVACY-ENHANCED MESSAGE-----