-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wa1GwtLyjVga9nmbH0qGH2UIVpBTovT3E4g9H9aqX+IZLF2vph6iQiBfwhwFpswT 5U/7ArkFeqKtusBx045Qqg== 0001000096-97-000700.txt : 19971001 0001000096-97-000700.hdr.sgml : 19971001 ACCESSION NUMBER: 0001000096-97-000700 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970909 ITEM INFORMATION: FILED AS OF DATE: 19970930 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: DCX INC CENTRAL INDEX KEY: 0000783284 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840868815 STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: SEC FILE NUMBER: 000-14273 FILM NUMBER: 97688306 BUSINESS ADDRESS: STREET 1: 3002 N STATE HWY 83 CITY: FRANKTOWN STATE: CO ZIP: 80116-0569 BUSINESS PHONE: 3036886070 MAIL ADDRESS: STREET 1: PO BOX 569 STREET 2: PO BOX 569 CITY: FRANKTOWN STATE: CO ZIP: 80116 FORMER COMPANY: FORMER CONFORMED NAME: DOUGLAS COUNTY INDUSTRIES INC DATE OF NAME CHANGE: 19860109 8-K/A 1 FORM 8-K/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange of 1934 Date of Report September 9, 1997 DCX, Inc. ---------------------------------------------------- (Exact name of registrant as specified in its charter) Colorado 0-14273 84-0868815 - -------- ------- ---------- (State of (Commission (IRS Employer incorporation) File Number) Identification No.) 3002 North State Highway 83, Franktown, CO 80116-0569 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (303) 688-6070 Not Applicable (Former name or former address, if changed since last report) So much of the report appearing below is changed as indicated by the underlined text: Item 9. Sales of Equity Securities Pursuant to Regulation S. - ------------------------------------------------------------ On September 9, 1997, the Company sold a total of 800 shares of Series A 6% Cumulative Convertible Redeemable Preferred Stock par value $.001 ("Series A Preferred"), pursuant to Regulation S. The total sale was $800,000 in an offering amounting to $1,100,000. Transition Partners, Limited of Boulder, Colorado - --------------------------------------------------- acted as the Company's placement agent for the transaction. The sale was made in a private offshore transaction to two non US entities who represented to the Company that they were sophisticated investors. Subsequently, on September 18, the company sold 200 additional shares in the same offering to a third offshore entity for $200,000 who also represented to the Company that it was a sophisticated investor. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. DCX, Inc. (Registrant) September 29, 1997 by: /s/ Fred Beisser ----------------------------------------- (Signature) Frederick G. Beisser Secretary, Treasurer & Vice President - Finance & Administration -----END PRIVACY-ENHANCED MESSAGE-----