0001820037-21-000023.txt : 20210212 0001820037-21-000023.hdr.sgml : 20210212 20210212130514 ACCESSION NUMBER: 0001820037-21-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210210 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harrington Peter D. CENTRAL INDEX KEY: 0001678917 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09044 FILM NUMBER: 21625060 MAIL ADDRESS: STREET 1: 600 E 96TH STREET, SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE REALTY CORP CENTRAL INDEX KEY: 0000783280 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 351740409 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8711 RIVER CROSSING BLVD CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3178086000 MAIL ADDRESS: STREET 1: 8711 RIVER CROSSING BLVD CITY: INDIANAPOLIS STATE: IN ZIP: 46240 FORMER COMPANY: FORMER CONFORMED NAME: DUKE WEEKS REALTY CORP DATE OF NAME CHANGE: 19990716 FORMER COMPANY: FORMER CONFORMED NAME: DUKE REALTY INVESTMENTS INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-02-10 0000783280 DUKE REALTY CORP DRE 0001678917 Harrington Peter D. 8711 RIVER CROSSING BOULEVARD INDIANAPOLIS IN 46240 0 1 0 0 EVP, Construction Common Stock 2021-02-10 4 F 0 129 42.07 D 7939 D Common Stock 2021-02-10 4 D 0 4077 D 3862 D Common Stock 1104 I By 401(k) Plan LTIP Units 2021-02-10 4 J 0 2097 0 D Common Stock 2097 2096 D LTIP Units 2021-02-10 4 A 0 4945 0 A Common Stock 4945 4945 D LTIP Units Common Stock 12424 12424 D Units 2021-02-10 4 J 0 2097 0 A Common Stock 2097 33832 D Phantom Stock Units 2021-02-10 4 A 0 4077 A Common Stock 4077 60341 D Represents shares withheld for taxes upon the vesting of restricted stock units granted pursuant to Rule 16b-3 of Section 16b of the Securities Exchange Act of 1934. Pursuant to a previous election under the Executives' Deferred Compensation Plan of Duke Realty Services Limited Partnership, upon the vesting of restricted stock units, the Reporting Person deferred the receipt of 4,077 shares of common stock and received instead 4,077 shares of phantom stock. Represents units of limited partnership interest (LTIP Unit) in Duke Realty Limited Partnership (DRLP), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based incentive programs. When both earned and vested, each LTIP Unit will automatically convert into a Common Unit of limited partnership interest in DRLP. Each Common Unit acquired upon the conversion of an LTIP Unit is redeemable by the holder for shares of common stock of the Issuer on a one-for-one basis. LTIP Units converted to Common Units are generally not redeemable until two years from the date of the grant. LTIP Units converted into Common Units of limited partnership interest in DRLP according to terms described above. LTIP Units vest in three equal installments beginning on February 10, 2020 and have no expiration date. LTIP Units vest in three equal installments beginning on February 10, 2022 and have no expiration date. LTIP Units awarded in lieu of performance share plan units, upon meeting the performance-based conditions and pursuant to Rule 16b-3(d) of Section 16b of the Securities Exchange Act of 1934. LTIP Units are awarded according to the terms described in footnote 3 and have no expiration date. Represents LTIP Units that have converted to Common Units of DRLP. Each Common Unit is redeemable by the holder for shares of common stock of the Issuer on a one-for-one basis. LTIP Units converted to Common Units are generally not redeemable until two years from the date of grant and have no expiration date. Represents phantom stock units acquired under the Executives' Deferred Compensation Plan of Duke Realty Services Limited Partnership. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash and/or stock upon the Reporting Person's termination of employment. Neal A. Lewis for Peter D. Harrington per POA prev. filed. 2021-02-12