0001404930-20-000029.txt : 20200212 0001404930-20-000029.hdr.sgml : 20200212 20200212144752 ACCESSION NUMBER: 0001404930-20-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200210 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harrington Peter D. CENTRAL INDEX KEY: 0001678917 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09044 FILM NUMBER: 20603472 MAIL ADDRESS: STREET 1: 600 E 96TH STREET, SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE REALTY CORP CENTRAL INDEX KEY: 0000783280 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 351740409 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8711 NORTH RIVER CROSSING BLVD CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3178086000 MAIL ADDRESS: STREET 1: 8711 NORTH RIVER CROSSING BLVD CITY: INDIANAPOLIS STATE: IN ZIP: 46240 FORMER COMPANY: FORMER CONFORMED NAME: DUKE WEEKS REALTY CORP DATE OF NAME CHANGE: 19990716 FORMER COMPANY: FORMER CONFORMED NAME: DUKE REALTY INVESTMENTS INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-02-10 0000783280 DUKE REALTY CORP DRE 0001678917 Harrington Peter D. 8711 RIVER CROSSING BOULEVARD INDIANAPOLIS IN 46240 0 1 0 0 EVP, Construction Common Stock 2020-02-10 4 A 0 5435 A 11269 D Common Stock 2020-02-10 4 F 0 103 37.29 D 11166 D Common Stock 2020-02-10 4 D 0 3308 D 7858 D Common Stock 117 I By 401(k) Plan LTIP Units 2020-02-10 4 J 0 1842 0 D Common Stock 1842 0 D LTIP Units 2020-02-10 4 J 0 2097 0 D Common Stock 2097 4193 D LTIP Units Common Stock 4307 4307 D Units 2020-02-10 4 J 0 3939 0 A Common Stock 3939 18675 D Phantom Stock Units 2020-02-10 4 A 0 3308 A Common Stock 3308 54779 D Represents an award of restricted stock units pursuant to Rule 16b-3(d) of Section 16b of the Securities Exchange Act of 1934. Represents shares withheld for taxes upon the vesting of restricted stock units granted pursuant to Rule 16b-3 of Section 16b of the Securities Exchange Act of 1934. Pursuant to a previous election under the Executives' Deferred Compensation Plan of Duke Realty Services Limited Partnership, upon the vesting of restricted stock units, the Reporting Person deferred the receipt of 3,308 shares of common stock and received instead 3,308 shares of phantom stock. Represents units of limited partnership interest (LTIP Unit) in Duke Realty Limited Partnership (DRLP), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based incentive programs. When earned and vested, each LTIP Unit may be converted into a Common Unit of limited partnership interest in DRLP. Each Common Unit acquired upon the conversion of an LTIP Unit is redeemable by the holder for shares of common stock of the Issuer on a one-for-one basis. LTIP units are generally not convertible until two years from the date of the grant. LTIP Units converted into Common Units of limited partnership interest in DRLP according to terms described above. LTIP Units vest in three equal installments beginning on February 10, 2018 and have no expiration date. LTIP Units vest in three equal installments beginning on February 10, 2020 and have no expiration date. LTIP Units awarded in lieu of performance share plan units, upon meeting the performance-based conditions and pursuant to Rule 16b-3(d) of Section 16b of the Securities Exchange Act of 1934. LTIP Units are awarded according to the terms described in footnote 4 and have no expiration date. Represents Common Units of DRLP. Each Common Unit is redeemable by the holder for shares of common stock of the Issuer on a one-for-one basis. Common Units have no expiration date. Represents phantom stock units acquired under the Executives' Deferred Compensation Plan of Duke Realty Services Limited Partnership. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash and/or stock upon the Reporting Person's termination of employment. Tracy D. Swearingen for Peter D. Harrington per POA prev. filed. 2020-02-12