0001404930-20-000009.txt : 20200204 0001404930-20-000009.hdr.sgml : 20200204 20200204080220 ACCESSION NUMBER: 0001404930-20-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200131 FILED AS OF DATE: 20200204 DATE AS OF CHANGE: 20200204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dee Ann C. CENTRAL INDEX KEY: 0001665618 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09044 FILM NUMBER: 20570672 MAIL ADDRESS: STREET 1: 600 E 96TH ST, #100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE REALTY CORP CENTRAL INDEX KEY: 0000783280 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 351740409 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8711 NORTH RIVER CROSSING BLVD CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3178086000 MAIL ADDRESS: STREET 1: 8711 NORTH RIVER CROSSING BLVD CITY: INDIANAPOLIS STATE: IN ZIP: 46240 FORMER COMPANY: FORMER CONFORMED NAME: DUKE WEEKS REALTY CORP DATE OF NAME CHANGE: 19990716 FORMER COMPANY: FORMER CONFORMED NAME: DUKE REALTY INVESTMENTS INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-01-31 0000783280 DUKE REALTY CORP DRE 0001665618 Dee Ann C. 8711 RIVER CROSSING BOULEVARD INDIANAPOLIS IN 46240 0 1 0 0 EVP,General Counsel & Corp Sec Common Stock 60802 D Common Stock 1386 I By Spouse Common Stock 2092 I By 401(k) Plan LTIP Units Common Stock 7322 7322 D LTIP Units Common Stock 1724 1724 D LTIP Units 2020-01-31 4 A 0 7431 0 A Common Stock 7431 14076 D Units 2020-01-31 4 A 0 19068 0 A Common Stock 19068 51643 D Phantom Stock Units Common Stock 19404 19404 D Between September 18, 2019 and February 4, 2020, the Reporting Person acquired 90 shares of DRE common stock through dividend reinvestment. Between September 18, 2019 and February 4, 2020, the Reporting Person acquired 9 shares of DRE common stock through dividend reinvestment. Between September 18, 2019 and February 4, 2020 the Reporting Person acquired 64 shares of DRE's common stock under the Company's 401(k) plan. Represents units of limited partnership interest (LTIP Unit) in Duke Realty Limited Partnership (DRLP), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based incentive programs. When earned and vested, each LTIP Unit may be converted into a Common Unit of limited partnership interest in DRLP. Each Common Unit acquired upon the conversion of an LTIP Unit is redeemable by the holder for shares of common stock of the Issuer on a one-for-one basis. LTIP units are generally not convertible until two years from the date of the grant. LTIP Units vest in three equal installments beginning on February 10, 2019 and have no expiration date. LTIP Units vest in two equal installments beginning on February 10, 2019 and have no expiration date. LTIP Units awarded in lieu of performance share plan units and upon meeting the performance-based conditions, pursuant to Rule 16b-3(d) of Section 16b of the Securities Exchange Act of 1934. LTIP Units are awarded according to the terms described in footnote 4 and have no expiration date. Represents Common Units of DRLP. Each Common Unit is redeemable by the holder for shares of common stock of the Issuer on a one-for-one basis. Common Units have no expiration date. Represents Common Units of DRLP awarded in lieu of performance share plans units, upon meeting the performance-based metrics, pursuant to Rule 16b-3(d) of Section 16b of the Securities Exchange Act of 1934. Represents phantom stock units accrued under the Executives' Deferred Compensation Plan of Duke Realty Services Limited Partnership. Between September 18, 2019 and February 4, 2020, the Reporting Person acquired 98 phantom stock units through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash and/or stock upon the Reporting Person's termination of employment. Tracy Swearingen for Ann C. Dee per POA prev. filed. 2020-02-04