0001404930-16-000071.txt : 20160129 0001404930-16-000071.hdr.sgml : 20160129 20160129141252 ACCESSION NUMBER: 0001404930-16-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160127 FILED AS OF DATE: 20160129 DATE AS OF CHANGE: 20160129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE REALTY CORP CENTRAL INDEX KEY: 0000783280 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 351740409 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 EAST 96TH STREET STREET 2: STE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3178086000 MAIL ADDRESS: STREET 1: 600 EAST 96TH STREET STREET 2: STE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 FORMER COMPANY: FORMER CONFORMED NAME: DUKE WEEKS REALTY CORP DATE OF NAME CHANGE: 19990716 FORMER COMPANY: FORMER CONFORMED NAME: DUKE REALTY INVESTMENTS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KENNEDY STEVEN R CENTRAL INDEX KEY: 0001024260 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09044 FILM NUMBER: 161372662 MAIL ADDRESS: STREET 1: 600 E 96TH ST, #100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-01-27 0000783280 DUKE REALTY CORP DRE 0001024260 KENNEDY STEVEN R 600 E. 96TH ST, #100 INDIANAPOLIS IN 46240 0 1 0 0 EVP, Construction Common Stock 2016-01-27 4 A 0 19389 0 A 70506 D Common Stock 2016-01-27 4 F 0 6343 19.67 D 64163 D Common Stock 2016-01-27 4 J 0 13045 D 51118 D Common Stock 2016-01-27 4 J 0 13045 A 41285 I By Trust Common Stock 1545 I By Parent Common Stock 85 I By 401(k) Plan Employee Stock Options-Right to Buy 34.13 2016-02-10 Common Stock 25109 25109 D Employee Stock Options-Right to Buy 47.88 2017-02-10 Common Stock 25092 25092 D Employee Stock Options-Right to Buy 23.34 2018-02-10 Common Stock 74384 74384 D Phantom Stock Units Common Stock 22312 22312 D Represents an award of performance share plan units pursuant to Rule 16b-3(d) of Section 16b of the Securities Exchange Act of 1934. Between June 19, 2015 and January 29, 2016, the Reporting Person acquired 1,401 shares of DRE common stock through dividend reinvestment. Represents shares withheld for taxes upon the vesting of performance share plan units granted pursuant to Rule 16b-3 of Section 16b of the Securities Exchange Act of 1934. Upon the vesting of performance share plan units, 13,045 shares of common stock were deposited into the Steven R. Kennedy Revocable Trust Agreement 12/12/05. Securities held by the Steven R. Kennedy Revocable Trust Agreement 12/12/05 in which the Reporting Person is the grantor. By Steven Kennedy for investment control of the Doris H. Kennedy Living Trust and other securities held by the Reporting Person's parent. The Reporting Person disclaims any beneficial interest in these shares. Between June 19, 2015 and January 29, 2016, the Reporting Person acquired 85 shares of DRE's common stock under the Company's 401(k) plan. The Stock Options vested annually at a rate of 20% per year and were fully vested on 2/10/2011. The Stock Options vested annually at a rate of 20% per year and were fully vested on 2/10/2012. The Stock Options vested annually at a rate of 20% per year and were fully vested on 2/10/2013. Represents phantom stock units vested under the 2000 Performance Share Plan of Duke Realty Corporation. Between June 19, 2015 and January 29, 2016, the Reporting Person acquired 612 phantom stock units through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in stock upon the termination of employment. Tracy D. Swearingen for Steven R. Kennedy per POA prev. filed. 2016-01-29