-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CG3kKFJouzczDRCdamAne+ykry2evjmVKcQMMVeeyHeXJRWtRC9VhL9ErUmW6s4Z EgSn/p/LRxgf6ylNsP6N4A== 0001246532-06-000075.txt : 20060501 0001246532-06-000075.hdr.sgml : 20060501 20060501082201 ACCESSION NUMBER: 0001246532-06-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060427 FILED AS OF DATE: 20060501 DATE AS OF CHANGE: 20060501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NELLEY JOHN W JR CENTRAL INDEX KEY: 0001180404 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09044 FILM NUMBER: 06792338 BUSINESS ADDRESS: BUSINESS PHONE: 6158842320 MAIL ADDRESS: STREET 1: 782 MELROSE AVENUE CITY: NASHVILLE STATE: TN ZIP: 37211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE REALTY CORP CENTRAL INDEX KEY: 0000783280 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 351740409 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 EAST 96TH STREET STREET 2: STE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3178086000 MAIL ADDRESS: STREET 1: 600 EAST 96TH STREET STREET 2: STE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 FORMER COMPANY: FORMER CONFORMED NAME: DUKE WEEKS REALTY CORP DATE OF NAME CHANGE: 19990716 FORMER COMPANY: FORMER CONFORMED NAME: DUKE REALTY INVESTMENTS INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-04-27 1 0000783280 DUKE REALTY CORP DRE 0001180404 NELLEY JOHN W JR 782 MELROSE AVENUE NASHVILLE, TN 37211 1 1 0 0 Managing Dir., Nashville Oper. Common Stock 2006-04-27 4 F 0 92 35.46 D 160510 D Common Stock 3470 I By Spouse Common Stock 5627 I By 401(K) Plan - A Common Stock 2118 I By 401(K) Plan - B Common Stock 884 I By NWI XV, L.P. Common Stock 44629 I By NWI Warehouse Group NV, L.P. Common Stock 706 I By Nelley Holdings, L.P. Common Stock 2670 I By NWI X, L.P. Common Stock 28 I By NWI XX, L.P. Common Stock 2130 I By Pine Tree Corporation Common Stock 16099 I By the Revocable Inter-Vivos Trust for Mary Lindsay Polk Stone Common Stock 5800 I By the 1987 E.H.W., Jr. Family Trust Common Stock 2375 I By the Jack Denton Graham Family Trust Common Stock 1298 I By the Andrew Dale Harris Trust Common Stock 5298 I By the Holcomb Family Trust Common Stock 515 I By the J. Canale Harris Trust Common Stock 4638 I By the Janice Shapard Oden Trust Common Stock 11513 I By the Provo Family Trust Common Stock 2251 I By the VanderNaillen Trust Units of Duke Realty Limited Partnership 1999-07-02 Common Stock 785704 785704 I By NWI Warehouse Group NV, L.P. Employee Stock Options-Right to Buy 19.4876 2009-01-29 Common Stock 56801 56801 D Employee Stock Options-Right to Buy 24.2632 2011-01-31 Common Stock 1705 1705 D Employee Stock Options-Right to Buy 22.6799 2012-01-30 Common Stock 9168 9168 D Employee Stock Options-Right to Buy 24.6905 2013-02-19 Common Stock 13609 13609 D Employee Stock Options-Right to Buy 31.5771 2014-01-28 Common Stock 10645 10645 D Employee Stock Options-Right to Buy 31.4022 2015-02-10 Common Stock 16541 16541 D Employee Stock Options-Right to Buy 34.13 2016-02-10 Common Stock 13601 13601 D Phantom Stock Units Common Stock 6689 6689 D Phantom Stock Units Common Stock 10603 10603 D Represents shares withheld for taxes upon the vesting of restricted stock units granted pursuant to Rule 16b-3 of Section 16b of the Securities Exchange Act of 1934. Between February 6, 2006 and April 28, 2006, the Reporting Person acquired 66 shares of the Company's common stock through dividend reinvestment and 145 shares through the Company's Employee Stock Purchase Plan. Represents the Reporting Person's beneficial ownership of Shares owned by NWI XV, L.P. ("NWIXV"). In total, NWIXV owns 2,600 shares. Between February 6, 2006 and April 28, 2006, the Reporting Person acquired 465 shares of DRE's common stock under the Company's 401(k) plan. Represents the Reporting Person's beneficial ownership of Shares owned by NWI Warehouse Group NV, L.P. ("NWI"). In total, NWI owns 200,000 Shares. Represents the Reporting Person's beneficial ownership of Shares owned by Nelley Holdings, L.P. ("NHLP"). In total, NHLP owns 4,238 Shares. Represents the Reporting Person's beneficial ownership of Shares owned by NWI X, L.P. ("NWIX"). In total, NWIX owns 6,676 Shares. Represents the Reporting Person's beneficial ownership of Shares owned by NWI XX, L.P. ("NWIXX"). In total, NWIXX owns 7,100 Shares. Represents the Reporting Person's beneficial ownership of Shares owned by Pine Tree Corporation ("PTC"). In total, PTC owns 7,100 shares. By John W. Nelley, Jr., as Co-Trustee for the Revocable Inter-Vivos Trust for Mary Lindsay Polk Stone. The Reporting Person disclaims any beneficial interest in these shares. By John W. Nelley, Jr., as Trustee for the 1987 E.H.W., Jr., Family Trust. The Reporting Person disclaims any beneficial interest in these shares. By John W. Nelley, Jr., as Trustee for the Jack Denton Graham Family Trust. The Reporting Person disclaims any beneficial interest in these shares. By John W. Nelley, Jr., as Trustee for the Andrew Dale Harris Trust. The Reporting Person disclaims any beneficial interest in these shares. By John W. Nelley, Jr., as Trustee for the Holcomb Family Trust. The Reporting Person disclaims any beneficial interest in these shares. By John W. Nelley, Jr., as Trustee for the J. Canale Harris Trust Trust. The Reporting Person disclaims any beneficial interest in these shares. By John W. Nelley, Jr., as Trustee for the Janice Shapard Oden Trust. The Reporting Person disclaims any beneficial interest in these shares. By John W. Nelley, Jr., as Trustee for the Provo Family Trust. The Reporting Person disclaims any beneficial interest in these shares. By John W. Nelley, Jr., as Trustee for the VanderNaillen Trust. The Reporting Person disclaims any beneficial interest in these shares. Units of Duke Realty Limited Partnership are convertible on a one to one basis to the Company's common stock and have no expiration date. Represents the Reporting Person's beneficial ownership of Units owned by NWI Warehouse Group NV, L.P. ("NWI"). In total, NWI owns 3,521,050 Units. The Stock Options vested at a rate of 33.33% per year and were fully vested on 1/21/02. The Stock Options vested at a rate of 20% per year and were fully vested on 1/31/06. The Stock Options vest at a rate of 20% per year and will be fully vested on 1/30/07. The Stock Options vest at a rate of 20% per year and will be fully vested on 2/19/08. The Stock Options vest at a rate of 20% per year and will be fully vested on 1/28/09. The Stock Options vest at a rate of 20% per year and will be fully vested on 2/10/10. The Stock Options vest at a rate of 20% per year and will be fully vested on 2/10/11. Represents phantom stock units accrued under the Weeks Corporation 1998 Deferred Compensation Plan. Between February 6, 2006 and April 28, 2006, the Reporting Person acquired 88 shares of the Company's common stock through dividend reinvestment. All amounts accrued under the plan are to be paid in cash upon the Reporting Person's termination of employment. Represents phantom stock units accrued under the Executives' Deferred Compensation Plan of Duke Realty Services Limited Partnership. Between February 6, 2006 and April 28, 2006, the Reporting Person acquired 140 shares of common stock through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash upon the Reporting Person's termination of employment. Valerie J. Steffen for John W. Nelley, Jr. per POA previously filed 2006-04-28 -----END PRIVACY-ENHANCED MESSAGE-----