-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PMf4Kq0KAuTnsIMl7jeePgz4Fq4rwUDuL5nPlaNJKOWMDv1O0zpZr5jLHRfjf0Ku 4X/RCqYL07H3smlPB3krog== 0001246532-05-000006.txt : 20050103 0001246532-05-000006.hdr.sgml : 20041231 20050103133038 ACCESSION NUMBER: 0001246532-05-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050101 FILED AS OF DATE: 20050103 DATE AS OF CHANGE: 20050103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE REALTY CORP CENTRAL INDEX KEY: 0000783280 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 351740409 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 EAST 96TH STREET STREET 2: STE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3178086000 MAIL ADDRESS: STREET 1: 600 EAST 96TH STREET STREET 2: STE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 FORMER COMPANY: FORMER CONFORMED NAME: DUKE WEEKS REALTY CORP DATE OF NAME CHANGE: 19990716 FORMER COMPANY: FORMER CONFORMED NAME: DUKE REALTY INVESTMENTS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEFNER THOMAS L CENTRAL INDEX KEY: 0001024239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09044 FILM NUMBER: 05501581 BUSINESS ADDRESS: STREET 1: DUKE REALTY INVESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3175758888 MAIL ADDRESS: STREET 1: C/O DUKE REALTY INESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-01-01 0000783280 DUKE REALTY CORP DRE 0001024239 HEFNER THOMAS L 600 E. 96TH STREET, SUITE 100 INDIANAPOLIS IN 46240 1 0 0 0 Common Stock 1496 D Common Stock 2004-12-16 5 G 0 5000 0 D 301149 I By Trust Common Stock 2004-12-16 5 G 0 200 0 D 185765 I By Spouse's Trust Common Stock 174 I By 401(k) Plan Common Stock 43275 I By Family Limited Partnership Common Stock 100000 I By The Community Covenant Foundation, Inc. Units of Duke Realty Limited Partnership 2004-11-15 5 G 0 59125 0 D 1994-10-04 Common Stock 59125 489742 I By Grantor Retained Annuity Trust Units of Duke Realty Limited Partnership 2005-01-01 4 J 0 90257 A Common Stock 90257 103829 I By Duke Management, Inc. Units of Duke Realty Limited Partnership 2004-11-15 5 G 0 59125 0 A 1994-10-04 Common Stock 59125 89764 I By Trust Units of Duke Realty Limited Partnership 2004-08-07 Common Stock 16351 16351 D Employee Stock Options-Right to Buy 19.4375 2007-01-29 Common Stock 7790 7790 D Employee Stock Options-Right to Buy 24.2500 2008-01-28 Common Stock 18960 18960 D Employee Stock Options-Right to Buy 23.0625 2009-01-26 Common Stock 24920 24920 D Employee Stock Options-Right to Buy 20.0000 2010-01-25 Common Stock 31609 31609 D Employee Stock Options-Right to Buy 24.9800 2011-01-31 Common Stock 27608 27608 D Employee Stock Options-Right to Buy 23.3500 2012-01-30 Common Stock 21659 21659 D Employee Stock Options-Right to Buy 25.4200 2013-02-19 Common Stock 46913 46913 D Employee Stock Options-Right to Buy 32.51 2014-01-28 Common Stock 36682 36682 D Exchange Rights 2005-01-01 4 J 0 172583 D Common Stock 172583 0 I By Duke Management, Inc. Phantom Stock Units Common Stock 7764 7764 D Between November 15, 2004, and January 1, 2005, the Reporting Person acquired 27 shares under the Company's Employee Stock Purchase Plan. Securities held by the Thomas L. Hefner Revocable Trust in which the Reporting Person is the grantor. Securities held by the Patty M. Hefner Revocable Trust in which the Reporting Person is the grantor. Between November 15, 2004, and January 1, 2005, the Reporting Person acquired 8 shares of Duke Realty Coporation's common stock under the Company's 401(k) plan. Securities owned by the Hefner Family Investors Limited Partnership, a family limited partnership in which the sole general partner is the Reporting Person and the limited partnership interests are beneficially held by the Reporting Person and his family members. Shares owned by The Community Covenant Foundation, Inc., a private charitable foundation controlled by the Reporting Person and his family. Units of Duke Realty Limited Partnership are convertible on a one to one basis to the Company's common stock and have no expiration date. Securities held by the Thomas L. Hefner 2002 Grantor Retained Annuity Trust No. 2. The Reporting Person is a trustee and the Reporting Person's children are residual beneficiaries. On January 1, 2005, Duke Management, Inc. ("DMI") received 435,814 Units of Duke Realty Limited Partnership ("DRLP") in exchange for the contribution of its limited partnership interest in Duke Realty Services Limited Partnership to DRLP. In conjunction with the Unit issuance, DMI's right to receive 833,334 DRLP Units upon a change of control of DRLP was cancelled. The transaction was made pursuant to Rule 16b-3(d) and (e) of Section 16b of the Securities Exchange Act of 1934 and represents an exempt transaction by advance approval of the board of directors. The Reporting Person owns a 20.71% interest in DMI. The date on which 13,572 of these units were exercisable was October 4, 1994. The date on which 90,257 units will be exercisable is January 1, 2006. The Stock Options vested annually at a rate of 20% per year and were fully vested on 1/29/02. The Stock Options vested annually at a rate of 20% per year and were fully vested on 1/28/03. The Stock Options vested annually at a rate of 20% per year and were fully vested on 1/26/04. The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/25/05. The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/31/06. The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/30/07. The Stock Options vest annually at a rate of 20% per year and will be fully vested on 2/19/08. The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/28/09. In the event of a change in control of Duke Realty Corporation or Duke Realty Limited Partnership; or the liquidation of Duke Realty Limited Partnership, Duke Management, Inc. had the right to exchange its limited partnership interest in Duke Realty Services Limited Partnership for 833,334 shares of Duke Realty Corporation's common stock. The Reporting Person's ownership interest in Duke Management, Inc. is 20.71%. Represents phantom stock units vested under the 2000 Performance Share Plan of Duke Realty Corporation. Between November 15, 2004, and January 1, 2005, the Reporting Person acquired 150 phantom stock units through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash upon the Reporting Person's termination of employment. Valerie J. Steffen for Thomas L. Hefner per POA previously filed 2005-01-03 -----END PRIVACY-ENHANCED MESSAGE-----