-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R1VG7aDbFL4A+Ed7Uc0iUkzkaxDcdYBd0FodvKkUEvWkWL3nzmKdIrtBr1l4dm5t 967Ml0bVONZTeVKhOlOjsQ== 0001246532-04-000023.txt : 20040130 0001246532-04-000023.hdr.sgml : 20040130 20040130164006 ACCESSION NUMBER: 0001246532-04-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040128 FILED AS OF DATE: 20040130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE REALTY CORP CENTRAL INDEX KEY: 0000783280 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 351740409 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 EAST 96TH STREET STREET 2: STE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3178086000 MAIL ADDRESS: STREET 1: 600 EAST 96TH STREET STREET 2: STE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 FORMER COMPANY: FORMER CONFORMED NAME: DUKE WEEKS REALTY CORP DATE OF NAME CHANGE: 19990716 FORMER COMPANY: FORMER CONFORMED NAME: DUKE REALTY INVESTMENTS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEFNER THOMAS L CENTRAL INDEX KEY: 0001024239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09044 FILM NUMBER: 04556395 BUSINESS ADDRESS: STREET 1: DUKE REALTY INVESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3175758888 MAIL ADDRESS: STREET 1: C/O DUKE REALTY INESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-01-28 0000783280 DUKE REALTY CORP DRE 0001024239 HEFNER THOMAS L 600 E. 96TH STREET, SUITE 100 INDIANAPOLIS IN 46240 1 1 0 0 Chairman of the Board & CEO Common Stock 749 D Common Stock 334305 I By Trust Common Stock 204751 I By Spouse's Trust Common Stock 39 I By 401(k) Plan Common Stock 49231 I By Family Limited Partnership Common Stock 100000 I By The Community Covenant Foundation, Inc. Units of Duke Realty Limited Partnership 1994-10-04 Common Stock 550398 550398 I By Grantor Retained Annuity Trust Units of Duke Realty Limited Partnership 1994-10-04 Common Stock 13572 13572 I By Duke Management, Inc. Units of Duke Realty Limited Partnership 1994-10-04 Common Stock 29108 29108 I By Trust Units of Duke Realty Limited Partnership 2004-08-07 Common Stock 16351 16351 D Employee Stock Options-Right to Buy 19.4375 2007-01-29 Common Stock 11966 11966 D Employee Stock Options-Right to Buy 24.2500 2008-01-28 Common Stock 18960 18960 D Employee Stock Options-Right to Buy 23.0625 2009-01-26 Common Stock 24920 24920 D Employee Stock Options-Right to Buy 20.0000 2010-01-25 Common Stock 31609 31609 D Employee Stock Options-Right to Buy 24.9800 2011-01-31 Common Stock 27608 27608 D Employee Stock Options-Right to Buy 19.4375 2007-01-29 Common Stock 1044 1044 I By Family Limited Partnership Employee Stock Options-Right to Buy 23.3500 2012-01-30 Common Stock 21659 21659 D Employee Stock Options-Right to Buy 25.4200 2013-02-19 Common Stock 46913 46913 D Employee Stock Options-Right to Buy 32.51 2004-01-28 4 A 0 36682 A 2014-01-28 Common Stock 36682 36682 D Exchange Rights Common Stock 172583 172583 I By Duke Management, Inc. Phantom Stock Units 2004-01-28 4 A 0 1336 A Common Stock 1336 7159 D Between November 18, 2003 and January 28, 2004, the Reporting Person acquired 749 shares under the Company's Employee Stock Purchase Plan. Securities held by the Thomas L. Hefner Revocable Trust in which the Reporting Person is the grantor. Securities held by the Patty M. Hefner Revocable Trust in which the Reporting Person is the grantor. Between November 18, 2003 and January 28, 2004, the Reporting Person acquired 23 shares of DRE's common stock under the Company's 401(k) plan. Securities owned by the Hefner Family Investors Limited Partnership, a family limited partnership in which the sole general partner is the Reporting Person and the limited partnership interests are beneficially held by the Reporting Person and his family members. All stock options held by the partnership are fully vested. Shares owned by The Community Covenant Foundation, Inc., a private charitable foundation controlled by the Reporting Person and his family. Units of Duke Realty Limited Partnership are convertible on a one to one basis to the Company's common stock and have no expiration date. Securities held by the Thomas L. Hefner 2002 Grantor Retained Annuity Trust No. 2. The Reporting Person is a trustee and the Reporting Person's children are residual beneficiaries. Represents the Reporting Person's 20.71% interest in Units owned by Duke Management, Inc. The Stock Options vested annually at a rate of 20% per year and were fully vested on 1/29/02. The Stock Options vested annually at a rate of 20% per year and were fully vested on 1/28/03. The Stock Options vested annually at a rate of 20% per year and were fully vested on 1/26/04. The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/25/05. The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/31/06. The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/30/07. The Stock Options vest annually at a rate of 20% per year and will be fully vested on 2/19/08. The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/28/09. In the event of a change in control of Duke Realty Corporation or Duke Realty Limited Partnership; or the liquidation of Duke Realty Limited Partnership, Duke Management, Inc. has the right to exchange its limited partnership interest in Duke Realty Services Limited Partnership for 833,334 shares of Duke Realty Corporation's common stock. The Reporting Person's ownership interest in Duke Management, Inc. is 20.71%. Represents phantom stock units vested under the 2000 Performance Share Plan of Duke Realty Corporation. Between November 18, 2003 and January 28, 2004, the Reporting Person acquired 157 phantom stock units through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash upon the Reporting Person's termination of employment. J.R. Windmiller for Thomas L. Hefner per POA prev. filed 2004-01-29 -----END PRIVACY-ENHANCED MESSAGE-----