-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W2ohfM+iyCX9CCXVQV1UumsQeinCVoTYY9scQEahJyzIdxoP7OawYL36Hf3tEO9z L7+aShRg4mkT2L2ybvpE0w== 0001246532-04-000014.txt : 20040127 0001246532-04-000014.hdr.sgml : 20040127 20040127153044 ACCESSION NUMBER: 0001246532-04-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040127 FILED AS OF DATE: 20040127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE REALTY CORP CENTRAL INDEX KEY: 0000783280 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 351740409 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 EAST 96TH STREET STREET 2: STE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3178086000 MAIL ADDRESS: STREET 1: 600 EAST 96TH STREET STREET 2: STE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 FORMER COMPANY: FORMER CONFORMED NAME: DUKE WEEKS REALTY CORP DATE OF NAME CHANGE: 19990716 FORMER COMPANY: FORMER CONFORMED NAME: DUKE REALTY INVESTMENTS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZINK DARELL E JR CENTRAL INDEX KEY: 0001024242 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09044 FILM NUMBER: 04546246 BUSINESS ADDRESS: STREET 1: DUKE REALTY INVESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3175758888 MAIL ADDRESS: STREET 1: C/O DUKE REALTY INESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-01-27 0000783280 DUKE REALTY CORP DRE 0001024242 ZINK DARELL E JR 600 EAST 96TH STREET, SUITE 100 INDIANAPOLIS, IN 46240 1 0 0 0 Common Stock 2004-01-27 4 S 0 100000 32.0026 D 648787 D Common Stock 3665 I By 401(K) Plan Common Stock 17042 I By Zink Family Foundation, Inc. Common Stock 88080 I By Spouse Common Stock 5067 I By Son Common Stock 46243 I By Zink Family Limited Partnership Units of Duke Realty Limited Partnership Common Stock 403257 403257 D Units of Duke Realty Limited Partnership 1994-10-04 Common Stock 174608 174608 I By Grantor Retained Annuity Trust Units of Duke Realty Limited Partnership 1994-10-04 Common Stock 13572 13572 I By Duke Management, Inc. Employee Stock Options-Right to Buy 19.4375 2007-01-29 Common Stock 13010 13010 D Employee Stock Options-Right to Buy 24.2500 2008-01-28 Common Stock 14220 14220 D Employee Stock Options-Right to Buy 23.0625 2009-01-26 Common Stock 19936 19936 D Employee Stock Options-Right to Buy 20.0000 2010-01-25 Common Stock 28736 28736 D Employee Stock Options-Right to Buy 24.9800 2011-01-31 Common Stock 23007 23007 D Employee Stock Options-Right to Buy 23.3500 2012-01-30 Common Stock 24613 24613 D Employee Stock Options-Right to Buy 25.4200 2013-02-19 Common Stock 24870 24870 D Phantom Stock Units Common Stock 1702 1702 D Phantom Stock Units Common Stock 5094 5094 D Exchange Rights Common Stock 172583 172583 I By Duke Management, Inc. Between December 12, 2003 and January 27, 2004, the Reporting Person acquired 10 shares of Duke Realty Corporation's common stock under the Company's 401(k) plan. Shares owned by the Zink Family Foundation, Inc., a private charitable foundation controlled by the Reporting Person and his family. Shares owned by the Zink Family Limited Partnership, a limited partnership in which the sole general partner is the Reporting Person and the limited partnership interests are beneficially held by the Reporting Person and his family members. Units of Duke Realty Limited Partnership are convertible on a one to one basis to the Company's common stock and have no expiration date. The date on which 386,906 of these units were exercisable was October 4, 1994. The date on which 16,351 units will be exercisable is August 7, 2004. Securities held by the Darell E. Zink Grantor Retained Annuity Trust dated 11/27/02 in which the Reporting Person is grantor. The Reporting Person's children are residual beneficiaries. Represents the Reporting Person's 20.71% interest in Units owned by Duke Management, Inc. The Stock Options vested annually at a rate of 20% per year and were fully vested on 1/29/02. The Stock Options vested annually at a rate of 20% per year and were fully vested on 1/28/03. The Stock Options vested annually at a rate of 20% per year and were fully vested on 1/26/04. The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/25/05. The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/31/06. The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/30/07. The Stock Options vest annually at a rate of 20% per year and will be fully vested on 2/19/08. Represents phantom stock units accrued under the Executive Deferred Compensation Plan of Duke Realty Services Limited Partnership. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash upon the Reporting Person's retirement of employment. Represents phantom stock units vested under the 2000 Performance Share Plan of Duke Realty Corporation. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash upon the Reporting Person's termination of employment. In the event of a change in control of Duke Realty Corporation or Duke Realty Limited Partnership; or the liquidation of Duke Realty Limited Partnership, Duke Management, Inc. has the right to exchange its limited partnership interest in Duke Realty Services Limited Partnership for 833,334 shares of Duke Realty Corporation's common stock. The Reporting Person's ownership interest in Duke Management, Inc. is 20.71%. Douglas E. Greer for Darell E. Zink, Jr. per POA prev. filed 2004-01-27 -----END PRIVACY-ENHANCED MESSAGE-----