-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EKT09tVwdCP+5e73uzVEzNuuTwjm3zXHxtdhUQKUT94czukvtCvfaE5Ony03Xypa 0mtZTwjLyv+Xl7Y1kFt1DQ== 0001246532-03-000036.txt : 20031210 0001246532-03-000036.hdr.sgml : 20031210 20031210113706 ACCESSION NUMBER: 0001246532-03-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031209 FILED AS OF DATE: 20031210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE REALTY CORP CENTRAL INDEX KEY: 0000783280 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 351740409 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 EAST 96TH STREET STREET 2: STE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3178086000 MAIL ADDRESS: STREET 1: 600 EAST 96TH STREET STREET 2: STE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 FORMER COMPANY: FORMER CONFORMED NAME: DUKE WEEKS REALTY CORP DATE OF NAME CHANGE: 19990716 FORMER COMPANY: FORMER CONFORMED NAME: DUKE REALTY INVESTMENTS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NELLEY JOHN W JR CENTRAL INDEX KEY: 0001180404 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09044 FILM NUMBER: 031046393 BUSINESS ADDRESS: STREET 1: 782 MELROSE AVENUE CITY: NASHVILLE STATE: TN ZIP: 37211 BUSINESS PHONE: 6158842320 MAIL ADDRESS: STREET 1: 782 MELROSE AVENUE CITY: NASHVILLE STATE: TN ZIP: 37211 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-12-09 0000783280 DUKE REALTY CORP DRE 0001180404 NELLEY JOHN W JR 782 MELROSE AVENUE NASHVILLE, TN 37211 1100Managing Dir., Nashville Oper.Common Stock2003-12-094S0531.03D98084DCommon Stock1962IBy 401(K) Plan - ACommon Stock1809IBy 401(K) Plan - BCommon Stock469IBy NWI XV, L.P.Common Stock29756IBy NWI Warehouse Group NV, L.P.Common Stock6311IBy the Revocable Inter-Vivos Trust for Lindsay P. StoneCommon Stock5800IBy the 1987 E.H.W., Jr. Family TrustCommon Stock1100IBy the Jack Denton Graham Family TrustUnits of Duke Realty Limited Partnership1999-07-02Common Stock826786826786IBy NWI Warehouse Group NV, L.P.Employee Stock Options-Right to Buy23.18842008-05-20Common Stock5175051750DEmployee Stock Options-Right to Buy20.0634200 9-01-21Common Stock5520055200DEmployee Stock Options-Right to Buy20.00002010-01-25Common Stock55165516DEmployee Stock Options-Right to Buy24.98002011-01-31Common Stock1104311043DEmployee Stock Options-Right to Buy23.35002012-01-30Common Stock1083010830DEmployee Stock Options-Right to Buy25.4200 2013-02-19Common Stock1322613226DPhantom Stock UnitsCommon Stock57245724DPhantom Stock UnitsCommon Stock34273427DIncludes 1,715 shares previously reported as directly owned by IRA; 11,596 shares previously reported as directly owned by IRA Rollover; 193 shares acquired through dividend reinvestment and 5 shares received as a liquidating distribution representing the Reporting Person's 1% general partnership interest in Pine Tree Properties, L.P.Represents the Reporting Person's interest in common stock owned by NWI XV, L.P., in which the Reporting Person has a 34.00% general partnership interest.Represents the Reporting Person's interest in common stock owned by NWI Warehouse Group NV, L.P., in which the Reporting Person has a 22.00% general partnership interest.By John W. Nelley, Jr., as Co-Trustee for the Revocable Inter-Vivos Trust for Lindsay P. Stone. The Reporting Person disclaims any beneficial interest in these shares.By John W. Nelley, Jr., as Trustee for the 1987 E.H.W., Jr., Family Trust. The Reporting Person disclaims any beneficial interest in these shares.By John W. Nelley, Jr., as Trustee for the Jack Denton Graham Family Trust. The Reporting Person disclaims any beneficial interest in these shares.Represents the Reporting Person's 22.00% general partnership interest in Units owned by NWI Warehouse Group NV, L.P. Units of Duke Realty Limited Partnership are convertible on a one to one basis to the Company's common stock and have no expiration date.The Stock Options vested annually at a rate of 33.33% per year and were fully vested on 5/20/01.The Stock Options vested annually at a rate of 33.33% per year and were fully vested on 1/21/02.The Stock Options vest annu ally at a rate of 20% per year and will be fully vested on 1/25/05.The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/31/06.The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/30/07.The Stock Options vest annually at a rate of 20% per year and will be fully vested on 2/19/08.Represents phantom stock units accrued under the Weeks Corporation 1998 Deferred Compensation Plan. Between November 11, 2003 and December 9, 2003, the Reporting Person acquired 84 phantom stock units through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash upon the Reporting Person termination of employment.Represents phantom stock units accrued under the Executives' Deferred Compensation Plan of Duke Realty Services Limited Partnership. B etween November 11, 2003 and December 9, 2003, the Reporting Person acquired 50 phantom stock units through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash upon the Reporting Person termination of employment.J. R. Windmiller for John W. Nelley, Jr. per POA prev. filed2003-12-10 -----END PRIVACY-ENHANCED MESSAGE-----