-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MRmp6C0XSOxxbhff68DbdSAx53yQ9VHC42f5ED1Uv4evJjlKVHzHmMUbVKnrwWgD GvO2ojDW+UV2U0P++vXrIA== 0001246532-03-000028.txt : 20031112 0001246532-03-000028.hdr.sgml : 20031111 20031112105550 ACCESSION NUMBER: 0001246532-03-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031107 FILED AS OF DATE: 20031112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE REALTY CORP CENTRAL INDEX KEY: 0000783280 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 351740409 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 EAST 96TH STREET STREET 2: STE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3178086000 MAIL ADDRESS: STREET 1: 600 EAST 96TH STREET STREET 2: STE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 FORMER COMPANY: FORMER CONFORMED NAME: DUKE WEEKS REALTY CORP DATE OF NAME CHANGE: 19990716 FORMER COMPANY: FORMER CONFORMED NAME: DUKE REALTY INVESTMENTS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEFNER THOMAS L CENTRAL INDEX KEY: 0001024239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09044 FILM NUMBER: 03991589 BUSINESS ADDRESS: STREET 1: DUKE REALTY INVESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3175758888 MAIL ADDRESS: STREET 1: C/O DUKE REALTY INESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-11-07 0000783280 DUKE REALTY CORP DRE 0001024239 HEFNER THOMAS L 600 E. 96TH STREET, SUITE 100 INDIANAPOLIS IN 46240 1100Chairman of the Board & CEOCommon Stock2003-09-105G0600028.04D350305IBy TrustCommon Stock2003-09-105G0600028.04D344305IBy TrustCommon Stock2003-10-305G030029.20D204751IBy Spouse's TrustCommon Stock2003-11-072003-11-114I021230.11D16IBy 401(k) PlanCommon Stock59231IBy Family Limited PartnershipCommon Stock100000IBy The Community Covenant Foundation, Inc.Units of Duke Realty Limited Partnership1994-10-04Common Stock579506579506IBy Grantor Retained Annuity TrustUnits of Duke Realty Limited Partnership1994-10-04Common Stock1357213572IBy Duke Management, Inc.Units of Duke Realty Limited Partnership2004-08-07Common Stock1635116351< /value>DEmployee Stock Options-Right to Buy19.43752007-01-29Common Stock1196611966DEmployee Stock Options-Right to Buy24.25002008-01-28Common Stock1896018960DEmployee Stock Options-Right to Buy23.06252009-01-26Common Stock2492024920DEmployee Stock Options-Right to Buy20.00002010-01-25Common Stock3160931609DEmployee Stock Options-Right to Buy24.98002011-01-31Common Stock2760827608DEmployee Stock Options-Right to Buy19.43752007-01-29Common Stock10441044IBy Family Limited PartnershipEmployee Stock Options-Right to Buy23.35002012-01-30Common Stock2165921659DEmployee Stock Options-Right to Buy25.42002013-02-19Common Stock4691346913DExchange Rights Common Stock172583172583IBy Duke Management, Inc.Phantom Stock UnitsCommon Stock56655665DSecurities held by the Thomas L. Hefner Revocable Trust in which the Reporting Person is the grantor.Securities held by the Patty M. Hefner Revocable Trust in which the Reporting Person is the grantor.Between August 18, 2003 and November 10, 2003, the Reporting Person acquired 60 shares of Duke Realty Corporation common stock under the Company's 401(k) plan.Securities owned by the Hefner Family Investors Limited Partnership, a family limited partnership in which the sole general partner is the Reporting Person and the limited partnership interests are beneficially held by the Reporting Person and his family members. All stock options held by the partnership are fully vested.Shares owned by The Community Covenant Foundation, Inc., a private charitable foundation controlled by the Reporting Person and his family.Units of Duke Realty Limited Partnership are convertible on a one to one basis to the Company's common stock and have no expiration date.Securities held by the Thomas L. Hefner 2002 Grantor Retained Annuity Trust No. 2. The Reporting Person is a trustee and the Reporting Person's children are residual beneficiaries.Represents the Reporting Person's 20.71% interest in Units owned by Duke Management, Inc.Represents units formerly indirectly held by the Reporting Person's 15.438% interest in Duke Associates No. 51 Limited Partnership and now directly held by the Reporting Person.The Stock Options vested annually at a rate of 20% per year and were fully vested on 1/29/02.The Stock Options vested annually at a rate of 20% per year and were fully vested on 1/28/03.The Stock Options vest annually at a rate of 20% per year and will be f ully vested on 1/26/04.The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/25/05.The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/31/06.The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/30/07.The Stock Options vest annually at a rate of 20% per year and will be fully vested on 2/19/08.In the event of a change in control of Duke Realty Corporation or Duke Realty Limited Partnership; or the liquidation of Duke Realty Limited Partnership, Duke Management, Inc. has the right to exchange its limited partnership interest in Duke Realty Services Limited Partnership for 833,334 shares of Duke Realty Corporation's common stock. The Reporting Person's ownership interest in Duke Management, Inc. is 20.71%.Represents phantom stock units vested under the 2000 Performance Share Plan of Duke Realty Corporation. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash upon the Reporting Person's termination of employment.Thomas L. Hefner by James R. Windmiller per POA prev. filed2003-11-11 -----END PRIVACY-ENHANCED MESSAGE-----