-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FIuniyz9MRsVXcmEcGl/Fh9BE/5QVMFkW+HecrnZ8/hephd4MRQyteL+IElmV57k fxkrjWMBKU6GrxYQ7sDMWA== 0000903112-96-000097.txt : 19960209 0000903112-96-000097.hdr.sgml : 19960209 ACCESSION NUMBER: 0000903112-96-000097 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960208 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FALCON CABLE SYSTEMS CO CENTRAL INDEX KEY: 0000783008 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 954108170 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09322 FILM NUMBER: 00000000 BUSINESS ADDRESS: STREET 1: 10900 WILSHIRE BLVD 15TH FL CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: 3108249990 MAIL ADDRESS: STREET 1: 10900 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90024 COMPANY DATA: COMPANY CONFORMED NAME: UNOFFICIAL UNITHOLDER OVERSIGHT COMM OF FALCON CABLE SYS CO CENTRAL INDEX KEY: 0001007015 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: BAUPOST GROUP INC ATTN ABNER B KURTIN STREET 2: 44 BRATTLE ST P O BOX 389125 CITY: CAMBRIDGE STATE: MA ZIP: 02238 BUSINESS PHONE: 6174976680 MAIL ADDRESS: STREET 1: BAUPOST GROUP INC ATTN ABNER B KURTIN STREET 2: 44 BRATTLE ST P O BOX 389125 CITY: CAMBRIDGE STATE: MA ZIP: 02238 3 1 FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Cumberland Associates (Last) (First) (Middle) 1114 Avenue of the Americas (Street) New York New York 10036 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- None* ship interest - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: * Cumberland Associates, a limited partnership, is engaged in the business of managing, on a discretionary basis, nine securities accounts. Cumberland Associates purchased the subject securities on behalf of certain of its discretionary accounts and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. CUMBERLAND ASSOCIATES By: /s/ Richard Reiss, Jr. February 7, 1996 Managing Director **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Reiss Richard, Jr. (Last) (First) (Middle) c/o Cumberland Associates 1114 Avenue of the Americas (Street) New York New York 10036 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- 368,200* I By Partnership ship interest - ------------------------------------------------------------------------------------------------------- Units of limited partner- 8,200 D ship interest - ------------------------------------------------------------------------------------------------------- Units of limited partner- 950 I By Spouse ship interest
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: * The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. By: /s/ Richard Reiss, Jr. February 7, 1996 **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Wallach Andrew (Last) (First) (Middle) c/o Cumberland Associates 1114 Avenue of the Americas (Street) New York New York 10036 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- 368,200* I By Partnership ship interest - ------------------------------------------------------------------------------------------------------- Units of limited partner- 2,500 D ship interest - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: * The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. By: /s/ Andrew Wallach February 7, 1996 **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Andersen K. Tucker (Last) (First) (Middle) c/o Cumberland Associates 1114 Avenue of the Americas (Street) New York New York 10036 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- 368,200* I By Partnership ship interest - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: * The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. By: /s/ K. Tucker Andersen February 7, 1996 **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Schafer Oscar S. (Last) (First) (Middle) c/o Cumberland Associates 1114 Avenue of the Americas (Street) New York New York 10036 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- 368,200* I By Partnership ship interest - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: * The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. By: /s/ Oscar S. Schafer February 7, 1996 **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Wilcox Bruce G. (Last) (First) (Middle) c/o Cumberland Associates 1114 Avenue of the Americas (Street) New York New York 10036 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- 368,200* I By Partnership ship interest - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: * The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. By: /s/ Bruce G. Wilcox February 7, 1996 **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Poppe Eleanor (Last) (First) (Middle) c/o Cumberland Associates 1114 Avenue of the Americas (Street) New York New York 10036 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- 368,200* I By Partnership ship interest - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: * The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein. By: /s/ Eleanor Poppe February 7, 1996 **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Krevlin Glenn (Last) (First) (Middle) c/o Cumberland Associates 1114 Avenue of the Americas (Street) New York New York 10036 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- 368,200* I By Partnership ship interest - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: * The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. By: /s/ Glenn Krevlin February 7, 1996 **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person The Baupost Group, Inc. (Last) (First) (Middle) 44 Brattle Street - 2nd Floor P.O. Box 389125 (Street) Cambridge MA 02238-9125 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- None* ship interest - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: * Pursuant to Rule 13d-3, the reporting person is deemed to own beneficially 500,200 units of limited partnership, which units the reporting person has disclaimed all beneficial ownership to and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities. The subject securities were purchased for accounts managed by the reporting person and the reporting person has no direct or indirect pecuniary interest in the subject securities except to the extent it has an interest in the managed accounts. THE BAUPOST GROUP, INC. By: /s/ Paul Gannon February 7, 1996 Chief Financial and Administrative Officer **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Baupost Partners (Last) (First) (Middle) 44 Brattle Street - 2nd Floor P.O. Box 389125 (Street) Cambridge MA 02238-9125 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- None* ship interest - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: * Pursuant to Rule 13d-3, the reporting person is deemed to own beneficially 341,400 units of limited partnership, which units the reporting person has disclaimed all beneficial ownership to and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities. The subject securities were purchased for accounts managed by the reporting person and the reporting person has no direct or indirect pecuniary interest in the subject securities except to the extent it has an interest in the managed accounts. BAUPOST PARTNERS By: Baupost Group, Inc., general partner By: /s/ Paul Gannon February 7, 1996 Chief Financial and Administrative Officer **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Klarman Seth A. (Last) (First) (Middle) 44 Brattle Street - 2nd Floor P.O. Box 389125 (Street) Cambridge MA 02238-9125 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- None* ship interest - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: * Pursuant to Rule 13d-3, the reporting person is deemed to own beneficially 500,200 units of limited partnership, which units the reporting person has disclaimed all beneficial ownership to and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities. The subject securities were purchased for accounts managed by a corporation controlled by the reporting person and the reporting person has no direct or indirect pecuniary interest in the subject securities except to the extent he has an interest in the managed accounts. By: /s/ Seth A. Klarman February 7, 1996 **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Harvest Capital L.P. (Last) (First) (Middle) 767 Fifth Avenue - 46th Floor (Street) New York New York 10153 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- 83,900 D ship interest - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: HARVEST CAPITAL, L.P. By: /s/ J. Morgan Rutman February 7, 1996 General Partner **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Harvest Investment Management, Inc. (Last) (First) (Middle) 767 Fifth Avenue - 46th Floor (Street) New York New York 10153 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- 18,800* I By Partnership ship interest - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: * Pursuant to Rule 13d-3, the reporting person is deemed to own beneficially 86,100 units of limited partnership. The reporting person only has an indirect pecuniary interest in 18,800 units of limited partnership and has disclaimed beneficial ownership to all other units of limited partnership it is deemed to own beneficially. HARVEST INVESTMENT MANAGEMENT, INC. By: /s/ J. Morgan Rutman February 7, 1996 President **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Pine Harvest Partners, L.P. (Last) (First) (Middle) 767 Fifth Avenue - 46th Floor (Street) New York New York 10153 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- 18,800 D ship interest - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: PINE HARVEST PARTNERS, L.P. By: Harvest Investment Management, Inc. By: /s/ J. Morgan Rutman February 7, 1996 President **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Harvest Advisors, L.L.C. (Last) (First) (Middle) 767 Fifth Avenue - 46th Floor (Street) New York New York 10153 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- 18,800 I By Partnership ship interest - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: HARVEST ADVISORS, L.L.C. By: /s/ J. Morgan Rutman February 7, 1996 Member **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person LDB Corp. (Last) (First) (Middle) 767 Fifth Avenue - 46th Floor (Street) New York New York 10153 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- 83,900 I By Partnership ship interest - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: LBD CORP. By: /s/ Laurence Belfer February 7, 1996 President **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Belfer Laurence D. (Last) (First) (Middle) c/o Harvest Capital L.P. 767 Fifth Avenue - 46th Floor (Street) New York New York 10153 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- 83,900 I By Corporation ship interest in a Partnership - ------------------------------------------------------------------------------------------------------- Units of limited partner- 18,800 I By Limited ship interest Liability Company in a Partnership - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: By: /s/ Laurence Belfer February 7, 1996 **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Rutman J. \ Morgan (Last) (First) (Middle) c/o Harvest Capital L.P. 767 Fifth Avenue - 46th Floor (Street) New York New York 10153 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- 83,900 I By Partnership ship interest - ------------------------------------------------------------------------------------------------------- Units of limited partner- 18,800 I By Limited ship interest Liability Company in a Partnership - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: By: /s/ J. Morgan Rutman February 7, 1996 **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Kellner Marjorie Gochberg (Last) (First) (Middle) c/o Harvest Capital L.P. 767 Fifth Avenue - 46th Floor (Street) New York New York 10153 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- 83,900 I By Partnership ship interest - ------------------------------------------------------------------------------------------------------- Units of limited partner- 18,800 I By Limited ship interest Liability Company in a Partnership - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: By: /s/ Marjorie Gochberg Kellner February 7, 1996 **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Tweedy, Browne Company L.P. (Last) (First) (Middle) 52 Vanderbilt Avenue (Street) New York New York 10017 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) _____ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- None* ship interest - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: * Pursuant to Rule 13d-3, the reporting person is deemed to own beneficially 290,040 units of limited partnership, which units the reporting person has disclaimed all beneficial ownership to and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities. The reporting person has no direct or indirect pecuniary interest in the subject securities. TWEEDY, BROWNE COMPANY L.P. By: /s/ Christopher H. Browne February 7, 1996 General Partner **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Browne Christopher H. (Last) (First) (Middle) c/o Tweedy, Browne Company L.P. 52 Vanderbilt Avenue (Street) New York New York 10017 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- 53,400* I By Corporation ship interest - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: * Pursuant to Rule 13d-3, the reporting person is deemed to own beneficially 290,040 units of limited partnership. The subject securities were purchased for accounts managed by Tweedy, Browne Company L.P. ("TBC"); the reporting person only has an indirect pecuniary interest in 53,400 units of limited partnership owned by Tweedy, Browne N.V., a foreign corporation in which the reporting person is a shareholder and one of TBC's managed accounts. The reporting person disclaims beneficial ownership of the excess of his pro rata interest in the subject securities through his shareholding in the foreign corporation. By: /s/ Christopher H. Browne February 7, 1996 **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Browne William H. (Last) (First) (Middle) c/o Tweedy, Browne Company L.P. 52 Vanderbilt Avenue (Street) New York New York 10017 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- 53,400* I By Corporation ship interest - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: * Pursuant to Rule 13d-3, the reporting person is deemed to own beneficially 290,040 units of limited partnership. The subject securities were purchased for accounts managed by Tweedy, Browne Company L.P. ("TBC"); the reporting person only has an indirect pecuniary interest in 53,400 units of limited partnership owned by Tweedy, Browne N.V., a foreign corporation in which the reporting person is a shareholder and one of TBC's managed accounts. The reporting person disclaims beneficial ownership of the excess of his pro rata interest in the subject securities through his shareholding in the foreign corporation. By: /s/ William H. Browne February 7, 1996 **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Spears John D. (Last) (First) (Middle) c/o Tweedy, Browne Company L.P. 52 Vanderbilt Avenue (Street) New York New York 10017 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- 53,400* I By Corporation ship interest - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: * Pursuant to Rule 13d-3, the reporting person is deemed to own beneficially 290,040 units of limited partnership. The subject securities were purchased for accounts managed by Tweedy, Browne Company L.P. ("TBC"); the reporting person only has an indirect pecuniary interest in 53,400 units of limited partnership owned by Tweedy, Browne N.V., a foreign corporation in which the reporting person is a shareholder and one of TBC's managed accounts. The reporting person disclaims beneficial ownership of the excess of his pro rata interest in the subject securities through his shareholding in the foreign corporation. By: /s/ John D. Spears February 7, 1996 **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Zankel Arthur (Last) (First) (Middle) c/o First Manhattan Co. 437 Madison Avenue (Street) New York New York 10022 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 1/29/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Falcon Cable Systems Company (FAL) 5. Relationship of Reporting Person to Issuer (Check all applicable) _______ Director X 10% Owner _______ Officer (give title below) ______ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 338954.1 TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of (Instr.4) Securities Form: Direct Indirect Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr.4) (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------- Units of limited partner- 50,000 D ship interest - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exer- 3. Title and 4. Con- 5. Owner- 6. Na- Deriva- cisable and Amount of Sec- version ship Form ture tive Expiration urities Under- or Exer- of Deri- of In- Security Date lying Deriva- cise vative direct (Instr.4) (Month/Day/Year) tive Security Price of Security: Bene- (Instr.4) Deri- Direct ficial vative (D) or Owner- Security Indirect ship (I) (Instr (Instr.5) .5) --------------------------------------------------- Date Expir- Title Amount Exer- ation Or cis- Date Number able of Shares - --------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------
Explanation of Responses: By: /s/ Arthur Zankel February 7, 1996 **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. 338954.1 -----END PRIVACY-ENHANCED MESSAGE-----