-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O0Y8rD9uXzPo20Z+YoVr//TMOa38vaw+8F5rNOllF+j9AWVa8aNRqmrSMiyBAuL7 j9m8ufi5DC9b7prwP9Xu9g== 0001496698-10-000001.txt : 20100719 0001496698-10-000001.hdr.sgml : 20100719 20100719150346 ACCESSION NUMBER: 0001496698-10-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100709 FILED AS OF DATE: 20100719 DATE AS OF CHANGE: 20100719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMMIS COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000783005 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 351542018 STATE OF INCORPORATION: IN FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3172660100 MAIL ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE #700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: EMMIS BROADCASTING CORPORATION DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DJD GROUP, LLLP CENTRAL INDEX KEY: 0001496698 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23264 FILM NUMBER: 10958303 BUSINESS ADDRESS: STREET 1: 4221 WEST BOY SCOUT BOULEVARD STREET 2: SUITE 1000 CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 8132294190 MAIL ADDRESS: STREET 1: 4221 WEST BOY SCOUT BOULEVARD STREET 2: SUITE 1000 CITY: TAMPA STATE: FL ZIP: 33607 3 1 primary_doc.xml PRIMARY DOCUMENT X0203 3 2010-07-09 0 0000783005 EMMIS COMMUNICATIONS CORP EMMS 0001496698 DJD GROUP, LLLP 4221 WEST BOY SCOUT BOULEVARD SUITE 1000 TAMPA FL 33607 0 0 0 1 member of 10% owner group 6.25% Series A Cumulative Convertible Preferred Stock 101210 D The Reporting Person may be deemed to be a member of a 'group' (within the meaning of Rule 13d-5(b) promulgated under the Securities Exchange Act of 1934) whose voting of shares (of the 6.25% Series A Cumulative Convertible Preferred Stock) is contractually restricted in certain respects pursuant to a Lock-Up Agreement among the shareholders of the issuer. Collectively, those shareholders beneficially own more than 10% of the 6.25% Series A Cumulative Convertible Preferred Stock in the issuer. The Reporting Person himself beneficially owns less than 10% of such stock, and he disclaims ownership of all such stock other than the shares he beneficially owns. Shares of the issuer's 6.25% Series A Cumulative Convertible Preferred Stock are convertible into shares of common stock in the issuer. If the Reporting Person is deemed to be a member of a 'group' (within the meaning of Rule 13d-5(b) promulgated under the Securities Exchange Act of 1934), and if all such preferred shares that are beneficially owned by such group were converted into common stock, neither that group (taken as a whole) nor the Reporting Person would beneficially own 10% or more of the common stock (or any class of common stock) in the issuer. Don DeFosset, as General Partner of DJD Group, LLLP 2010-07-19 -----END PRIVACY-ENHANCED MESSAGE-----