0001225208-18-005285.txt : 20180305 0001225208-18-005285.hdr.sgml : 20180305 20180305170316 ACCESSION NUMBER: 0001225208-18-005285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMULYAN JEFFREY H CENTRAL INDEX KEY: 0001001748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23264 FILM NUMBER: 18667076 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMMIS COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000783005 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 351542018 STATE OF INCORPORATION: IN FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3172660100 MAIL ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE #700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: EMMIS BROADCASTING CORPORATION DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-03-01 0 0000783005 EMMIS COMMUNICATIONS CORP EMMS 0001001748 SMULYAN JEFFREY H 40 MONUMENT CIRCLE SUITE 700 INDIANAPOLIS IN 46204 1 1 1 1 Chairman,CEO member of 10% 13(d) group Class B Common Stock 2018-03-01 4 A 0 100000 0 A Class A Common Stock 100000 1242366 D Employee Stock Option Right To Buy 4.2191 2018-03-01 4 A 0 37500 0 A 2019-03-01 2028-03-01 Class A Common Stock 37500 37500 D Conversion price is $0.00. This is a Restricted Stock Grant that vests 2/28/21. Upon vesting, subject to share withholding for taxes, the Class B stock is convertible by Mr. Smulyan into Class A Common Stock at any time and has no expiration. One third of the options vest on this date, a third vest one year thereafter and the final vest on the third anniversary of the grant date. J. Scott Enright, attorney in fact 2018-03-05