0001225208-13-022311.txt : 20131025
0001225208-13-022311.hdr.sgml : 20131025
20131025172746
ACCESSION NUMBER: 0001225208-13-022311
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131023
FILED AS OF DATE: 20131025
DATE AS OF CHANGE: 20131025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMMIS COMMUNICATIONS CORP
CENTRAL INDEX KEY: 0000783005
STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832]
IRS NUMBER: 351542018
STATE OF INCORPORATION: IN
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: ONE EMMIS PLAZA
STREET 2: 40 MONUMENT CIRCLE SUITE 700
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
BUSINESS PHONE: 3172660100
MAIL ADDRESS:
STREET 1: ONE EMMIS PLAZA
STREET 2: 40 MONUMENT CIRCLE #700
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
FORMER COMPANY:
FORMER CONFORMED NAME: EMMIS BROADCASTING CORPORATION
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMULYAN JEFFREY H
CENTRAL INDEX KEY: 0001001748
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23264
FILM NUMBER: 131171603
4
1
doc4.xml
X0306
4
2013-10-23
0000783005
EMMIS COMMUNICATIONS CORP
EMMS
0001001748
SMULYAN JEFFREY H
40 MONUMENT CIRCLE
SUITE 700
INDIANAPOLIS
IN
46204
1
1
1
1
Chairman and CEO
member of 10% 13(d) group
Class A Common Stock
2013-10-23
4
C
0
74513.0000
0.0000
A
730956.0000
D
Class A Common Stock
2013-10-23
4
S
0
74513.0000
2.4209
D
656443.0000
D
Class A Common Stock
2013-10-24
4
C
0
48907.0000
0.0000
A
705350.0000
D
Class A Common Stock
2013-10-24
4
S
0
26580.0000
2.4056
D
678770.0000
D
Class A Common Stock
2013-10-24
4
S
0
48907.0000
2.4056
D
629863.0000
D
Class A Common Stock
2013-10-25
4
S
0
67998.0000
2.3741
D
561865.0000
D
Class A Common Stock
8441.4075
I
By 401(k) Plan
Class A Common Stock
1231046.0000
I
By HSJS, LLC
Class A Common Stock
11120.0000
I
By Trusts for Children
Class B Common Stock
2013-10-23
4
C
0
74513.0000
0.0000
D
Class A Common Stock
74513.0000
4648171.0000
D
Class B Common Stock
2013-10-24
4
C
0
48907.0000
0.0000
D
Class A Common Stock
48907.0000
4599264.0000
D
Pursuant to the Company's Articles of Incorporation, shares of Class B Common Stock are convertible on a one-for-one basis into Class A Common Stock at any time with no expiration date, and shares of Class B Common Stock convert automatically into an equivalent number of shares of Class A Common Stock upon disposition by Mr. Smulyan of such Class B Common Stock shares.
Mr. Smulyan's sales of these shares are in lieu of the sales that originally were to be made under the 10b5-1 plan referenced in his Form 4's filed on September 17, 2013 and October 7, 2013. The 10b5-1 plan has been terminated.
J. Scott Enright, attorney in fact
2013-10-25