0001225208-13-022311.txt : 20131025 0001225208-13-022311.hdr.sgml : 20131025 20131025172746 ACCESSION NUMBER: 0001225208-13-022311 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131023 FILED AS OF DATE: 20131025 DATE AS OF CHANGE: 20131025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMMIS COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000783005 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 351542018 STATE OF INCORPORATION: IN FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3172660100 MAIL ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE #700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: EMMIS BROADCASTING CORPORATION DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMULYAN JEFFREY H CENTRAL INDEX KEY: 0001001748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23264 FILM NUMBER: 131171603 4 1 doc4.xml X0306 4 2013-10-23 0000783005 EMMIS COMMUNICATIONS CORP EMMS 0001001748 SMULYAN JEFFREY H 40 MONUMENT CIRCLE SUITE 700 INDIANAPOLIS IN 46204 1 1 1 1 Chairman and CEO member of 10% 13(d) group Class A Common Stock 2013-10-23 4 C 0 74513.0000 0.0000 A 730956.0000 D Class A Common Stock 2013-10-23 4 S 0 74513.0000 2.4209 D 656443.0000 D Class A Common Stock 2013-10-24 4 C 0 48907.0000 0.0000 A 705350.0000 D Class A Common Stock 2013-10-24 4 S 0 26580.0000 2.4056 D 678770.0000 D Class A Common Stock 2013-10-24 4 S 0 48907.0000 2.4056 D 629863.0000 D Class A Common Stock 2013-10-25 4 S 0 67998.0000 2.3741 D 561865.0000 D Class A Common Stock 8441.4075 I By 401(k) Plan Class A Common Stock 1231046.0000 I By HSJS, LLC Class A Common Stock 11120.0000 I By Trusts for Children Class B Common Stock 2013-10-23 4 C 0 74513.0000 0.0000 D Class A Common Stock 74513.0000 4648171.0000 D Class B Common Stock 2013-10-24 4 C 0 48907.0000 0.0000 D Class A Common Stock 48907.0000 4599264.0000 D Pursuant to the Company's Articles of Incorporation, shares of Class B Common Stock are convertible on a one-for-one basis into Class A Common Stock at any time with no expiration date, and shares of Class B Common Stock convert automatically into an equivalent number of shares of Class A Common Stock upon disposition by Mr. Smulyan of such Class B Common Stock shares. Mr. Smulyan's sales of these shares are in lieu of the sales that originally were to be made under the 10b5-1 plan referenced in his Form 4's filed on September 17, 2013 and October 7, 2013. The 10b5-1 plan has been terminated. J. Scott Enright, attorney in fact 2013-10-25