0001225208-13-004738.txt : 20130220 0001225208-13-004738.hdr.sgml : 20130220 20130220174652 ACCESSION NUMBER: 0001225208-13-004738 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130215 FILED AS OF DATE: 20130220 DATE AS OF CHANGE: 20130220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVENTHAL RICHARD A CENTRAL INDEX KEY: 0001193955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23264 FILM NUMBER: 13628039 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMMIS COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000783005 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 351542018 STATE OF INCORPORATION: IN FISCAL YEAR END: 0229 BUSINESS ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3172660100 MAIL ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE #700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: EMMIS BROADCASTING CORPORATION DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2013-02-15 0000783005 EMMIS COMMUNICATIONS CORP EMMS 0001193955 LEVENTHAL RICHARD A 40 MONUMENT CIRCLE SUITE 700 INDIANAPOLIS IN 46204 1 Class A Common Stock 2013-02-15 4 A 0 6390.0000 0.0000 A 393751.0000 D Class A Common Stock 17600.0000 I By Davstan Trading Class A Common Stock 1487.0000 I By IRA Class A Common Stock 3000.0000 I By Spouse Non-Employee Director Stock Option Right To Buy 8.7100 2013-02-15 4 D 0 7317.0000 0.0000 D 2008-02-13 2017-02-13 Class A Common Stock 7317.0000 0.0000 D Non-Employee Director Stock Option Right To Buy 15.4766 2013-02-15 4 D 0 14635.0000 0.0000 D 2004-06-25 2013-06-24 Class A Common Stock 14635.0000 0.0000 D Non-Employee Director Stock Option Right To Buy 14.2057 2013-02-15 4 D 0 14635.0000 0.0000 D 2005-06-30 2014-06-29 Class A Common Stock 14635.0000 0.0000 D Non-Employee Director Stock Option Right To Buy 8.8400 2013-02-15 4 D 0 7317.0000 0.0000 D 2008-07-11 2017-07-11 Class A Common Stock 7317.0000 0.0000 D Non-Employee Director Stock Option Right To Buy 12.1900 2013-02-15 4 D 0 7317.0000 0.0000 D 2006-07-13 2015-07-12 Class A Common Stock 7317.0000 0.0000 D On February 15, 2013, the issuer canceled, pursuant to the issuer's option exchange program option grants to the reporting person. In exchange for the options, the reporting person received 6390 shares of restricted stock which will vest on 2/19/2014. J. Scott Enright, attorney in fact 2013-02-20