0001225208-13-004737.txt : 20130220 0001225208-13-004737.hdr.sgml : 20130220 20130220174647 ACCESSION NUMBER: 0001225208-13-004737 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130215 FILED AS OF DATE: 20130220 DATE AS OF CHANGE: 20130220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMULYAN JEFFREY H CENTRAL INDEX KEY: 0001001748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23264 FILM NUMBER: 13628038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMMIS COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000783005 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 351542018 STATE OF INCORPORATION: IN FISCAL YEAR END: 0229 BUSINESS ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3172660100 MAIL ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE #700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: EMMIS BROADCASTING CORPORATION DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2013-02-15 0000783005 EMMIS COMMUNICATIONS CORP EMMS 0001001748 SMULYAN JEFFREY H 40 MONUMENT CIRCLE SUITE 700 INDIANAPOLIS IN 46204 1 1 1 1 Chairman and CEO member of 10% 13(d) group Class A Common Stock 2013-02-15 4 A 0 181890.0000 0.0000 A 194752.0000 D Class A Common Stock 8441.4075 I By 401(k) Plan Class A Common Stock 1231046.0000 I By HSJS, LLC Class A Common Stock 11120.0000 I By Trusts for Children Employee Stock Option Right To Buy 12.8049 2013-02-15 4 D 0 292699.0000 0.0000 D 2006-03-01 2015-02-28 Class A Common Stock 292699.0000 0.0000 D Employee Stock Option Right To Buy 11.1650 2013-02-15 4 D 0 292699.0000 0.0000 D 2007-03-01 2016-02-29 Class A Common Stock 292699.0000 0.0000 D Employee Stock Option Right To Buy 8.2100 2013-02-15 4 D 0 146349.0000 0.0000 D 2008-03-01 2017-02-28 Class A Common Stock 146349.0000 0.0000 D Employee Stock Option Right To Buy 2.9500 2013-02-15 4 D 0 146349.0000 0.0000 D 2009-03-01 2018-02-28 Class A Common Stock 146349.0000 0.0000 D On February 15, 2013, the issuer canceled, pursuant to the issuer's option exchange program option grants to the reporting person. In exchange for the options, the reporting person received 181,890 shares of restricted stock which will vest on 2/19/2014. J. Scott Enright, attorney in fact 2013-02-20