-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NEOMq0ga1b2567EDH6FeOMGcBV3Z5mYyfE3D69FN0zl6EQBFrj7EOa4IsPSqJ1cQ 8bvss7IRM0WSU1SaNO0qVw== 0001225208-06-001131.txt : 20060216 0001225208-06-001131.hdr.sgml : 20060216 20060216154402 ACCESSION NUMBER: 0001225208-06-001131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060214 FILED AS OF DATE: 20060216 DATE AS OF CHANGE: 20060216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMMIS COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000783005 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 351542018 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3172660100 MAIL ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE #700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: EMMIS BROADCASTING CORPORATION DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMULYAN JEFFREY H CENTRAL INDEX KEY: 0001001748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23264 FILM NUMBER: 06625223 BUSINESS ADDRESS: STREET 1: 40 MONUMENT CIRCLE STREET 2: SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 4 1 doc4.xml X0202 4 2006-02-14 0000783005 EMMIS COMMUNICATIONS CORP EMMS 0001001748 SMULYAN JEFFREY H 40 MONUMENT CIRCLE SUITE 700 INDIANAPOLIS 46204 1 1 1 Chairman and CEO Class A Common Stock 101837 D Class A Common Stock 3539.7 I By Profit Sharing Plan Class A Common Stock 11120 I By Trusts for Children Class A Common Stock 411.1688 I By 401(k) Plan Class B Common Stock 0 2006-02-14 4 A 0 11407 0 A Class A Common Stock 11407 4891181 D Employee Stock Option Right To Buy 25.53 2005-03-01 2014-02-28 Class A Common Stock 300000 300000 D Employee Stock Option Right To Buy 18.74 2006-03-01 2015-02-28 Class A Common Stock 200000 200000 D Employee Stock Option Right To Buy 28.25 2006-03-01 2009-10-23 Class A Common Stock 1000000 1000000 D Restricted stock issued pursuant to the Company's Stock Compensation Program under the 2004 Equity Compensation Plan. The shares vest bi-weekly through December 2006 and, to the extent vested, will be freed from all restrictions in January 2007. Shares listed are based on percentage of the named executive's estimated cash compensation, excluding bonus, during calendar year 2006. Since the number of shares awarded in January 2007 is to be based upon the executive's actual cash compensation, excluding bonus, during the calendar year 2006, the number of shares actually awarded in January 2007 may vary. Pursuant to the Company's Articles of Incorporation, the Class B Common Stock is exercisable by Mr. Smulyan at any time and has no expiration date. The grant agreement provides for accelerated vesting of options to purchase 200,000 shares for each fiscal year in which certain performance targets are met. Thus options to purchase 200,000 shares may vest on March 1, 2000, 2001, 2002, 2003 and 2004. Any options that have not previously vested will vest on March 1, 2006. Upon exercise of the Option, Mr. Smulyan receives Class B Common Stock. The Class B Common Stock is a derivative security of the Class A Common Stock. J. Scott Enright, attorney in fact 2006-02-15 -----END PRIVACY-ENHANCED MESSAGE-----