-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KfN+kAEDObKallJNDHueafThcQ2lHdzOIelXPtb/OaRPzpo7akHSi6QRlF56bXS8 o3MpG7C+tGGkB3xDmCXS3A== 0001225208-06-000300.txt : 20060111 0001225208-06-000300.hdr.sgml : 20060111 20060111182732 ACCESSION NUMBER: 0001225208-06-000300 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060109 FILED AS OF DATE: 20060111 DATE AS OF CHANGE: 20060111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CUMMINGS RICHARD F CENTRAL INDEX KEY: 0001193958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23264 FILM NUMBER: 06525720 BUSINESS ADDRESS: STREET 1: 40 MONUMENT CIRCLE STREET 2: SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMMIS COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000783005 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 351542018 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3172660100 MAIL ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE #700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: EMMIS BROADCASTING CORPORATION DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0202 4 2006-01-09 0000783005 EMMIS COMMUNICATIONS CORP EMMS 0001193958 CUMMINGS RICHARD F 40 MONUMENT CIRCLE SUITE 700 INDIANAPOLIS 46204 1 Radio Division President Class A Common Stock 2006-01-09 4 M 0 3194 0 A 154491 D Class A Common Stock 2006-01-09 4 F 0 1533 0 D 152958 D Class A Common Stock 2006-01-10 4 S 0 1951 18.43 D 151007 D Class A Common Stock 3537.1 I By Profit Sharing Plan Class A Common Stock 391.3742 I By 401(k) Plan Class A Common Stock 8260 I For the Benefit of Children Phantom Stock 0 2006-01-09 4 M 0 3194 0 D Class A Common Stock 3194 12 D Employee Stock Option Right To Buy 29 2002-03-01 2011-02-28 Class A Common Stock 50000 50000 D Employee Stock Option Right To Buy 25.53 2005-03-01 2014-02-28 Class A Common Stock 50000 50000 D Employee Stock Option Right To Buy 18.74 2006-03-01 2015-02-28 Class A Common Stock 30000 30000 D Employee Stock Option Right To Buy 16.41 2004-03-04 2013-03-03 Class A Common Stock 50000 50000 D Employee Stock Option Right To Buy 29.12 2003-03-06 2012-03-05 Class A Common Stock 50000 50000 D Employee Stock Option Right To Buy 20 2001-05-30 2006-05-30 Class A Common Stock 180000 180000 D Employee Stock Option Right To Buy 21.5 2001-10-25 2006-09-24 Class A Common Stock 7500 7500 D The transaction was effected pursuant to a Stock Sale Agreement established in accordance with Rule 10b5-1. Phantom stock converted into shares of Class A Common Stock upon issuance pursuant to the 2005 Stock Compensation Program. Shares listed are based on a percentage of the named executive's estimated cash compensation, excluding bonus, during calendar year 2005. Since the number of shares awarded in January 2006 is to be based upon the executive's actual cash compensation, excluding bonus, during the calendar year 2005, the number of shares actually awarded in January 2006 may vary. The Phantom Stock will expire upon issuance of Class A Common Stock in January 2006. J. Scott Enright 2006-01-11 -----END PRIVACY-ENHANCED MESSAGE-----