-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H/09Q1xbSYKzTfbem41UevXrGd3DPo+wzDcUQwK+8TGHIaOx0zf5sWCynzInktbG +CltZJKiJpRXn1SO/wFQtA== 0001181431-10-028810.txt : 20100524 0001181431-10-028810.hdr.sgml : 20100524 20100524132140 ACCESSION NUMBER: 0001181431-10-028810 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100503 FILED AS OF DATE: 20100524 DATE AS OF CHANGE: 20100524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH RANDALL D CENTRAL INDEX KEY: 0001016345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23264 FILM NUMBER: 10853242 MAIL ADDRESS: STREET 1: 885 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMMIS COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000783005 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 351542018 STATE OF INCORPORATION: IN FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3172660100 MAIL ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE #700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: EMMIS BROADCASTING CORPORATION DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALDEN GLOBAL DISTRESSED OPPORTUNITIES FUND LP CENTRAL INDEX KEY: 0001452225 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23264 FILM NUMBER: 10853244 BUSINESS ADDRESS: STREET 1: C/O ALDEN GLOBAL CAPITAL STREET 2: 885 THIRD AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-888-5500 MAIL ADDRESS: STREET 1: C/O ALDEN GLOBAL CAPITAL STREET 2: 885 THIRD AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AGDOF SLP, LLC CENTRAL INDEX KEY: 0001490348 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23264 FILM NUMBER: 10853243 BUSINESS ADDRESS: STREET 1: 885 THIRD AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-888-5500 MAIL ADDRESS: STREET 1: 885 THIRD AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Alden Global Distressed Opportunities Fund GP, LLC DATE OF NAME CHANGE: 20100426 4 1 rrd276749.xml FORM 4 X0303 4 2010-05-03 1 0000783005 EMMIS COMMUNICATIONS CORP EMMS 0001452225 ALDEN GLOBAL DISTRESSED OPPORTUNITIES FUND LP C/O ALDEN GLOBAL CAPITAL 885 THIRD AVENUE NEW YORK NY 10022 0 0 1 0 0001490348 AGDOF SLP, LLC C/O ALDEN GLOBAL CAPITAL 885 THIRD AVENUE NEW YORK NY 10022 0 0 1 0 0001016345 SMITH RANDALL D C/O ALDEN GLOBAL CAPITAL 885 THIRD AVENUE NEW YORK NY 10022 0 0 1 0 Class A Common Stock 2010-05-03 4 J 0 1406500 D 0 D Cash-Settled Equity Swap 1.194 2010-05-03 4 J 1 14000 D 2010-01-26 2011-03-03 Class A Common Stock 14000 0 D Cash-Settled Equity Swap 1.18 2010-05-03 4 J 1 7101 D 2010-01-29 2011-03-03 Class A Common Stock 7101 0 D Cash-Settled Equity Swap 1.165 2010-05-03 4 J 1 5702 D 2010-02-01 2011-03-04 Class A Common Stock 5702 0 D Cash-Settled Equity Swap 1.144 2010-05-03 4 J 1 24800 D 2010-02-02 2011-03-07 Class A Common Stock 24800 0 D Cash-Settled Equity Swap 1.161 2010-05-03 4 J 1 7100 D 2010-02-03 2011-03-08 Class A Common Stock 7100 0 D Cash-Settled Equity Swap 1.155 2010-05-03 4 J 1 11380 D 2010-02-04 2011-03-09 Class A Common Stock 11380 0 D Cash-Settled Equity Swap 1.138 2010-05-03 4 J 1 10800 D 2010-02-05 2011-03-10 Class A Common Stock 10800 0 D Cash-Settled Equity Swap 1.163 2010-05-03 4 J 1 3400 D 2010-02-08 2011-03-11 Class A Common Stock 3400 0 D Cash-Settled Equity Swap 1.152 2010-05-03 4 J 1 10250 D 2010-02-09 2011-03-14 Class A Common Stock 10250 0 D Cash-Settled Equity Swap 1.139 2010-05-03 4 J 1 5260 D 2010-02-10 2011-03-15 Class A Common Stock 5260 0 D Cash-Settled Equity Swap 1.106 2010-05-03 4 J 1 37200 D 2010-02-11 2011-03-16 Class A Common Stock 37200 0 D Cash-Settled Equity Swap 0.942 2010-05-03 4 J 1 9400 D 2010-02-24 2011-03-29 Class A Common Stock 9400 0 D Cash-Settled Equity Swap 0.895 2010-05-03 4 J 1 83900 D 2010-02-25 2010-03-30 Class A Common Stock 83900 0 D Cash-Settled Equity Swap 0.875 2010-05-03 4 J 1 12857 D 2010-02-26 2011-03-31 Class A Common Stock 12857 0 D Cash-Settled Equity Swap 0.90 2010-05-03 4 J 1 6100 D 2010-03-01 2011-04-06 Class A Common Stock 6100 0 D Cash-Settled Equity Swap 1.15 2010-05-03 4 J 1 200000 D 2010-03-18 2011-04-15 Class A Common Stock 200000 0 D Cash-Settled Equity Swap 1.00 2010-05-03 4 J 1 99937 D 2010-03-19 2011-04-15 Class A Common Stock 99937 0 D Cash-Settled Equity Swap 1.316 2010-05-03 4 J 1 61012 D 2010-04-09 2011-04-15 Class A Common Stock 61012 0 D As a result of an internal reorganization of Alden Global's fund entities, securities previously held directly by Alden Global Distressed Opportunities Fund, LP are now held by Alden Global Distressed Opportunities Master Fund, L.P., of which Alden Global Distressed Opportunities Fund, LP is a limited partner. This transaction resulted in no change to the aggregate number of securities owned by Alden Global fund entities. Swaps are not counted for purposes of determining 10% beneficial ownership. These contracts do not give the Reporting Persons direct or indirect voting, investment or dispositive control over any securities of the Issuer and do not require the counterparties thereto to acquire, hold, vote or dispose of any securities of the Issuer. Accordingly, the Reporting Persons disclaim any beneficial ownership in securities that may be referenced in such contracts or that may be held from time to time by any counterparties to the contracts. Form 2 of 2 /s/ Jim Plohg, Authorized Signatory, Alden Global Distressed Opportunities Fund, LP 2010-05-24 /s/ Jim Plohg, Vice President, AGDOF SLP, LLC (f/k/a Alden Global Distressed Opportunities Fund GP, LLC) 2010-05-24 /s/ Randall D. Smith 2010-05-24 -----END PRIVACY-ENHANCED MESSAGE-----