-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BSjux69eDgBwCVCAl9DVKCmtXg0eXOIM6SgHfKk1yf3yt1TTYisO7DdxBmVBZ2S8 9LNhGQQegg3Wda9hxGXpgg== 0001178858-03-000013.txt : 20030306 0001178858-03-000013.hdr.sgml : 20030306 20030306164111 ACCESSION NUMBER: 0001178858-03-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030306 FILED AS OF DATE: 20030306 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINGS RICHARD F CENTRAL INDEX KEY: 0001193958 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 40 MONUMENT CIRCLE STREET 2: SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMMIS COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000783005 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 351542018 STATE OF INCORPORATION: IN FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23264 FILM NUMBER: 03594928 BUSINESS ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3172660100 MAIL ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE #700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: EMMIS BROADCASTING CORPORATION DATE OF NAME CHANGE: 19920703 4 1 form4_cummings.txt FORM 4 - RICHARD F. CUMMINGS 1. Name and Address of Reporting Person CUMMINGS, RICHARD F. 40 Monument Circle Suite 700 Indianapolis, IN 46204 USA 2. Issuer Name and Ticker or Trading Symbol Emmis Communications Corporation (EMMS) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Day/Year 03/06/2003 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Radio Division President 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
+------------------------------+----------+----------+---------+--------------------------+--------------+-----------+------------+ |1. Title of Security |2. Trans- |2A.Execu- |3. Trans-|4. Securities Acquired (A)|5. Amount of |6. Owner- |7. Nature | | | action | action | action| or Disposed of (D) |Securities | ship | of In- | | | Date | Date | Code | |Beneficially | Form: | direct | | | | | | |Owned | Direct | Bene- | | | (Month/ | (Month/ | | |Following | (D) or | ficial | | | Day/ | Day/ +-----+---+-----------+---+----------+Reported | Indirect| Owner- | | | Year) | Year) |Code |V |Amount |A/D|Price |Transaction(s)| (I) | ship | +------------------------------+----------+----------+-----+---+-----------+---+----------+--------------+-----------+------------+ Class A Common Stock 120983 D Class A Common Stock 8260 I For the Benefit of Children Class A Common Stock 3537.1 I By Profit Sharing Plan Class A Common Stock 246.3511 I By 401(k) Plan
TABLE II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
+----------+--------+-------+-------+---------+-----------+---------------------+----------------+----------+-------+-------+------+ |1. |2. |3. |3A. |4. |5. |6. |7. |8. |9. |10. |11. | | | | | | | | | | |Number |Owner- | | | | | | | | | | | |of |ship | | | | | | | | | | | |Deriv- |Form of| | | | | | | | | |Title and Amount| |ative |Deriv- | | | | | | | | | |of Underlying | |Secur- |ative |Nature| | |Conver- |Trans- |Execu- | |Number of | |Securities | |ities |Secur- |of | | |sion or |action |tion | |Derivative |Date Exercisable +-------+--------+ |Benefi-|ity: |In- | | |Exercise|Date |Date | |Securities |and Expiration Date | |Amount | |cially |Direct |direct| | |Price of| | |Transac- |Acquired(A)|(Month/Day/Year) | |or | |Owned |(D) or |Bene- | |Title of |Deriv- |(Month/|(Month/|tion Code|Disposed(D)+----------+----------+ |Number |Price of | |In- |ficial| |Derivative|ative | Day/ | Day/ +------+--+-----+-----+Date Exer-|Expira- | |of |Derivative| |direct |Owner-| |Security |Security|Year) |Year) |Code |V |(A) |(D) |cisable |tion Date |Title |Shares |Security | |(I) |ship | +----------+--------+-------+-------+------+--+-----+-----+----------+----------+-------+--------+----------+-------+-------+------+ Phantom $0 Class A 2329 D Stock Common Stock Employee $16.41 03/04/2 A 50000 03/04/2004 03/03/2013 Class A 50000 $0.0000 50000 D Stock Opt. 003 Common Right to Stock Buy Employee $20 05/30/2006 Class A 180000 D Stock Opt. Common Right to Stock Buy Employee $21.5 09/24/2006 Class A 7500 D Stock Opt. Common Right to Stock Buy Employee $29 02/28/2011 Class A 50000 D Stock Opt. Common Right to Stock Buy Employee $29.12 03/05/2012 Class A 50000 D Stock Opt. Common Right to Stock Buy Explanation of Responses: One third of the options vest on this date, a third vest one year thereafter and the final third vest on the third anniversary of the grant date.
SIGNATURE OF REPORTING PERSON /s/ J. Scott Enright - --------------------------------------- By: J. Scott Enright, Attorney-In-Fact DATE 03/06/2003 -----END PRIVACY-ENHANCED MESSAGE-----