-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J+tiHESmlqIuhqGioHLr+PMvanSO0QJEzWxyXfoJ+Eju/OsmmnDbycBcisuT2P8J Uiz+52B5OQKlblCXTF2MZg== 0000783005-04-000087.txt : 20040426 0000783005-04-000087.hdr.sgml : 20040426 20040426192306 ACCESSION NUMBER: 0000783005-04-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040423 FILED AS OF DATE: 20040426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMULYAN JEFFREY H CENTRAL INDEX KEY: 0001001748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23264 FILM NUMBER: 04755383 BUSINESS ADDRESS: STREET 1: 40 MONUMENT CIRCLE STREET 2: SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMMIS COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000783005 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 351542018 STATE OF INCORPORATION: IN FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3172660100 MAIL ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE #700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: EMMIS BROADCASTING CORPORATION DATE OF NAME CHANGE: 19920703 4 1 c0001001748d20040426f4f.xml PRIMARY DOCUMENT X0202 4 2004-04-23 0 0000783005 EMMIS COMMUNICATIONS CORP EMMS 0001001748 SMULYAN JEFFREY H 40 MONUMENT CIRCLE, SUITE 700 INDIANAPOLIS IN 46204 1 1 1 0 Chairman and CEO Class A Common Stock 2004-04-23 4 A 0 21482 0 A 123319 D Class A Common Stock 2004-04-23 4 F 0 6563 0 D 116756 D Class A Common Stock 2004-04-23 4 S 0 14919 24.96 D 101837 D Class A Common Stock 2004-04-23 4 M 0 200000 0 A 301837 D Class A Common Stock 2004-04-23 4 S 0 100000 24.83 D 201837 D Class A Common Stock 2004-04-23 4 S 0 20000 24.8 D 181837 D Class A Common Stock 2004-04-23 4 S 0 80000 24.96 D 101837 D Class A Common Stock 3537.1 I By Profit Sharing Plan Class A Common Stock 313.8465 I By 401(k) Plan Class A Common Stock 11120 I As Trustee for Children Class B Common Stock 0 2004-04-23 4 M 0 200000 0 D Class A Common Stock 200000 4838921 D Employee Stock Opt. Right to Buy 25.53 2005-03-01 2014-02-28 Class A Common Stock 300000 300000 D Employee Stock Opt. Right to Buy 28.25 2006-03-01 2009-10-23 Class A Common Stock 1000000 1000000 D The transaction was effected pursuant to a Stock Sale Agreement established in accordance with Rule 10b5-1. In accordance with the Company's Articles of Incorporation, the Class B Common Stock is convertable on a one-for-one basis with the Class A Common Stock. Upon disposition by Mr. Smulyan any shares of Class B Common Stock automatically convert into shares of Class A Common Stock. Pursuant to the Company's Articles of Incorporation, the Class B Common Stock is exercisable by Mr. Smulyan at any time and has no expiration date. The grant agreement provides for accelerated vesting of options to purchase 200,000 shares for each fiscal year in which certain performance targets are met. Thus options to purchase 200,000 shares may vest on March 1, 2000, 2001, 2002, 2003 and 2004. Any options that have not previously vested will vest on March 1, 2006. Upon exercise of the Option, Mr. Smulyan receives Class B Common Stock. The Class B Common Stock is a derivative security of the Class A Common Stock. J. Scott Enright, Attorney in Fact 2004-04-26 -----END PRIVACY-ENHANCED MESSAGE-----