-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IA072C0QNDnoJWx+j2FV049sa93dcFgq+4ypdn/UOm45+nErEHcphj+HkOxp/96U SGxChhQaLrtQm2FevMFZqQ== 0000783005-04-000021.txt : 20040114 0000783005-04-000021.hdr.sgml : 20040114 20040114142334 ACCESSION NUMBER: 0000783005-04-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040112 FILED AS OF DATE: 20040114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KASEFF GARY L CENTRAL INDEX KEY: 0001193957 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23264 FILM NUMBER: 04524668 BUSINESS ADDRESS: STREET 1: 40 MONUMENT CIRCLE STREET 2: SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMMIS COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000783005 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 351542018 STATE OF INCORPORATION: IN FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3172660100 MAIL ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE #700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: EMMIS BROADCASTING CORPORATION DATE OF NAME CHANGE: 19920703 4 1 c0001193957d20040114f4f.xml PRIMARY DOCUMENT X0201 42004-01-1200000783005EMMIS COMMUNICATIONS CORP EMMS0001193957KASEFF GARY L40 MONUMENT CIRCLE, SUITE 700INDIANAPOLISIN462041100Exec Vice Pres, Gen. CounselClass A Common Stock2004-01-124M033390A35105DClass A Common Stock2004-01-124A080A35113DClass A Common Stock2004-01-124F014110D33702DClass A Common Stock2004-01-134S0193626.91D31766DClass A Common Stock814.1IBy Profit Sharing PlanClass A Common Stock3411IBy SpouseClass A Common Stock1346 IFor the Benefit of ChildrenClass A Common Stock47.25IBy 401(k) PlanPhantom Stock02004-01-124M033390DClass A Common Stock33390DEmployee Stock Opt. Righ t to Buy16.412004-03-042013-03-03Class A Common Stock5000050000DEmployee Stock Opt. Right to Buy17.251998-03-012005-02-28Class A Common Stock30013001DEmployee Stock Opt. Right to Buy22.68752000-03-012008-02-28Class A Common Stock3200232002DEmployee Stock Opt. Right to Buy24.751999-03-012006-02-28Class A Common Stock1440014400D Employee Stock Opt. Right to Buy292002-03-012011-02-28Class A Common Stock4000040000DEmployee Stock Opt. Right to Buy29.122003-03-062012-03-05Class A Common Stock5000050000DEmployee Stock Opt. Right to Buy35.3752001-03-012010-02-28Class A Common Stock4000040000DPhantom stock converted into shares of Class A Common Stock upon issuance pursuant to the 2003 Stock Compensation Program.Additional shares of Class A Common Stock issued upon reconciliation of the actual number of shares earned under the 2003 Stock Compensation Program and the estimated shares reported as Phantom Stock.The transaction was effected pursuant to a Stock Sale Agreement established in accordance with Rule 10b5-1.Shares listed are based on a percentage of the named executive's estimated cash compensation, excluding bonus, during calendar year 2003. Since the number of shares awarded in January 2004 is to be based upon the executive's actual cash compensation during the calendar year 2003, the number of shares actually awarded in January 2004 may vary. The Phantom Stock will expire upon issuance of Class A Common Stock in January 2004.J. Scott Enright2004-01-14 -----END PRIVACY-ENHANCED MESSAGE-----