-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IQq8nCcqNRmS5TeT8pdJ1XcU7hx0FJQvaV1GbUaOXItmvNIVxemYodrNH45MJC/i 8uT4PQxWd4lBi0G2ROPRZQ== 0000783005-04-000019.txt : 20040114 0000783005-04-000019.hdr.sgml : 20040114 20040114142230 ACCESSION NUMBER: 0000783005-04-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040112 FILED AS OF DATE: 20040114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CUMMINGS RICHARD F CENTRAL INDEX KEY: 0001193958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23264 FILM NUMBER: 04524664 BUSINESS ADDRESS: STREET 1: 40 MONUMENT CIRCLE STREET 2: SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMMIS COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000783005 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 351542018 STATE OF INCORPORATION: IN FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3172660100 MAIL ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE #700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: EMMIS BROADCASTING CORPORATION DATE OF NAME CHANGE: 19920703 4 1 c0001193958d20040114f4f.xml PRIMARY DOCUMENT X0201 42004-01-1200000783005EMMIS COMMUNICATIONS CORP EMMS0001193958CUMMINGS RICHARD F40 MONUMENT CIRCLE, SUITE 700INDIANAPOLISIN462040100Radio Division PresidentClass A Common Stock2004-01-124M023290A95812DClass A Common Stock2004-01-124A090A95821DClass A Common Stock2004-01-124F010090D94812DClass A Common Stock2004-01-124S0132926.97D93483DClass A Common Stock8260IFor the Benefit of ChildrenClass A Common Stock3537.1IBy Profit Sharing PlanClass A Common Stock300.9511IBy 401(k) PlanPhantom Stock02004-01-124M023290DClass A Common Stock23290DEmployee Stock Opt. Right to Buy16.412004-03-042013-03-03Class A Common Stock5000050000DEmployee Stock Opt. Right to Buy202001-05-302006-05-30Class A Common Stock180000180000DEmployee Stock Opt. Right to Buy21.52001-10-252006-09-24Class A Common Stock75007500DEmployee Stock Opt. Right to Buy< value>292002-03-012011-02-28Class A Common Stock5000050000DEmployee Stock Opt. Right to Buy29.122003-03-062012-03-05Class A Common Stock5000050000DPhantom stock converted into shares of Class A Common Stock upon issuance pursuant to the 2003 Stock Compensation Program.Additional shares of Class A Common Stock issued upon reconciliation of the actual number of shares earned under the 2003 Stock Compensation Program and the estimated shares reported as Phantom Stock.The transaction was effected pursuant to a Stock Sale Agreement established in accordance with Rule 10b5-1.Shares list ed are based on a percentage of the named executive's estimated cash compensation, excluding bonus, during calendar year 2003. Since the number of shares awarded in January 2004 is to be based upon the executive's actual cash compensation during the calendar year 2003, the number of shares actually awarded in January 2004 may vary. The Phantom Stock will expire upon issuance of Class A Common Stock in January 2004.J. Scott Enright2004-01-14 -----END PRIVACY-ENHANCED MESSAGE-----