0001320097-11-000003.txt : 20110411 0001320097-11-000003.hdr.sgml : 20110408 20110411164947 ACCESSION NUMBER: 0001320097-11-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110407 FILED AS OF DATE: 20110411 DATE AS OF CHANGE: 20110411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shaffer Michael A CENTRAL INDEX KEY: 0001320097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07572 FILM NUMBER: 11753071 MAIL ADDRESS: STREET 1: C/O PHILLIPS-VAN HEUSEN CORPORATION STREET 2: 200 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHILLIPS VAN HEUSEN CORP /DE/ CENTRAL INDEX KEY: 0000078239 STANDARD INDUSTRIAL CLASSIFICATION: MEN'S & BOYS' FURNISHINGS, WORK CLOTHING, AND ALLIED GARMENTS [2320] IRS NUMBER: 131166910 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 200 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2123813500 MAIL ADDRESS: STREET 1: 200 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-04-07 0000078239 PHILLIPS VAN HEUSEN CORP /DE/ PVH 0001320097 Shaffer Michael A C/O PHILLIPS-VAN HEUSEN CORPORATION 200 MADISON AVENUE NEW YORK NY 10016 0 1 0 0 Executive VP and CFO Common Stock, $1 par value 2011-04-07 4 A 0 5544 0 A 33506 D Common Stock, $1 par value 2011-04-07 4 A 0 20000 35.63 A 53506 D Common Stock, $1 par value 2011-04-07 4 A 0 20000 38.98 A 73506 D Common Stock, $1 par value 2011-04-07 4 A 0 20000 58.60 A 93506 D Common Stock, $1 par value 2011-04-07 4 S 0 60000 65.4934 D 33506 D Common Stock, $1 par value 2011-04-09 4 F 0 954 64.08 D 32552 D Common Stock, $1 par value 6642.39 I By 401(k) plan Option (Right to Buy) 64.97 2011-04-07 4 A 0 20800 0 A 2021-04-07 Common Stock, $1 par value 20800 20800 D Option (Right to Buy) 35.63 2011-04-07 4 M 0 20000 0 D 2016-01-07 Common Stock, $1 par value 20000 0 D Option (Right to Buy) 38.98 2011-04-07 4 M 0 20000 0 D 2016-03-27 Common Stock, $1 par value 20000 0 D Option (Right to Buy) 58.60 2011-04-07 4 M 0 20000 0 D 2017-04-05 Common Stock, $1 par value 20000 0 D Represents shares subject to an award of restricted stock units. Each unit represents a contingent right to receive one share of Issuer's Common Stock. The units vest 25% (1,386 shares) on the second anniversary of grant, 25% (1,386 shares) on the third anniversary of grant and 50% (2,772 shares) on the fourth anniversary of grant. Vested shares are delivered as soon as practicable after they vest. Includes 26,660 shares of Common Stock subject to awards of restricted stock units. This price is a weighted average price. The sales occurred at prices from $64.95 to $65.94. The reporting person will provide to the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 2,063 restricted stock units. The restricted stock units were reported as directly owned shares at the time they were granted. Includes 24,597 shares of Common Stock subject to awards of restricted stock units. All options exercisable for shares of Issuer's Common Stock, $1 par value. Options to acquire 5,200 shares become exercisable on each of 4/07/2012, 4/07/2013, 4/07/2014 and 4/07/2015. Options to acquire 5,000 shares became exercisable on each of 1/17/2007, 1/17/2008, 1/17/2009 and 1/17/2010. Options to acquire 5,000 shares became exercisable on each of 3/27/2007, 3/27/2008, 3/27/2009 and 3/27/2010. Options to acquire 5,000 shares became exercisable on each of 4/5/2008, 4/5/2009, 4/5/2010 and 4/5/2011. Michael A. Shaffer 2011-04-11