0001127602-19-009557.txt : 20190304 0001127602-19-009557.hdr.sgml : 20190304 20190304170714 ACCESSION NUMBER: 0001127602-19-009557 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190228 FILED AS OF DATE: 20190304 DATE AS OF CHANGE: 20190304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOX RICHARD SCOTT CENTRAL INDEX KEY: 0001649070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06659 FILM NUMBER: 19654890 MAIL ADDRESS: STREET 1: 14812 BALLANTYNE COUNTRY CLUB DRIVE CITY: CHARLOTTE STATE: NC ZIP: 28277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AQUA AMERICA INC CENTRAL INDEX KEY: 0000078128 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 231702594 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 762 W. LANCASTER AVE CITY: BRYN MAWR STATE: PA ZIP: 19010-3489 BUSINESS PHONE: 610-527-8000 MAIL ADDRESS: STREET 1: 762 W. LANCASTER AVE CITY: BRYN MAWR STATE: PA ZIP: 19010-3489 FORMER COMPANY: FORMER CONFORMED NAME: PHILADELPHIA SUBURBAN CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-28 0000078128 AQUA AMERICA INC WTR 0001649070 FOX RICHARD SCOTT 762 W. LANCASTER AVENUE BRYN MAWR PA 19010 1 Chief Operating Officer Common Stock 2019-02-28 4 A 0 5277 0 A 23281 D Common Stock 2019-02-28 4 F 0 2831 35.605 D 20450 D Common Stock 2019-02-28 4 A 0 3666 0 A 24116 D Common Stock 401k 5377.62 I 401k Stock Options (Right to Buy) 35.94 2019-02-28 4 A 0 56273 35.94 A 2020-02-28 2029-02-28 Common Stock 56273 56273 D Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 02/21/2016. Vesting determination was made by the Compensation Committee on 2/28/2019. Represents vesting at 70.68% of target. Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based units. Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on February 28, 2022. Includes shares acquired under the Company's 401k plan since the last filing. Grant of 56,273 shares of stock options which vest one-third each year on the anniversary of the grant, subject to achievement of designated performance goals. /s/ Brian Dingerdissen, attorney-in-fact for Mr. Fox 2019-03-04