0000780789-24-000003.txt : 20240209 0000780789-24-000003.hdr.sgml : 20240209 20240209075057 ACCESSION NUMBER: 0000780789-24-000003 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: PONG,KATHRYN,CO, FILED AS OF DATE: 20240208 DATE AS OF CHANGE: 20240209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UMB FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0000780789 ORGANIZATION NAME: IRS NUMBER: 431381257 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05578 FILM NUMBER: 24611205 BUSINESS ADDRESS: STREET 1: 928 GRAND AVENUE CITY: KANSAS CITY STATE: MO ZIP: 64106 BUSINESS PHONE: 816-860-8790 MAIL ADDRESS: STREET 1: 928 GRAND AVENUE CITY: KANSAS CITY STATE: MO ZIP: 64106 FORMER COMPANY: FORMER CONFORMED NAME: UMB SCOUT BROKERAGE SERVICES, INC. DATE OF NAME CHANGE: 20020611 FORMER COMPANY: FORMER CONFORMED NAME: UMB SCOUT BROKERAGE SERVICES INC /BD DATE OF NAME CHANGE: 20020611 FORMER COMPANY: FORMER CONFORMED NAME: SCOUT BROKERAGE SERVICES INC DATE OF NAME CHANGE: 19980519 MA-I/A 1 primary_doc.xml MA-I/A 0000780789 XXXXXXXX Christopher Long 816-860-8763 christopher.long@umb.com christopher.long@umb.com angie.gates@umb.com N 0000780789-23-000006 N Kathryn Co Pong 5396848 N 1 0000780789 UMB FINANCIAL SERVICES, INC. 09-19-2022 N 867-02509 LOCATED 09-19-2022 SUPERVISED 09-19-2022 928 Grand Kansas City MO 64106 Kathryn Chong Co 09-2022 UMB Financial Services Inc Kansas City MO 64106 Y Y Municipal Advisor 04-2010 09-2022 RBC Capital Markets, LLC Phoenix AZ 85016 Y N Vice President Y 09-2022 UMB Bank, n.a. 2777 E Camelback Road # 350 Phoenix AZ 85016 N Y Municipal Bank Dealer Analysis / Banker 128 Dual employee of UMB Financial Services, Inc., and its affiliate, UMB Bank, n.a. Duties with UMB Bank, n.a., include public finance responsibilities with the Capital Markets group. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-08-2024 Jeffrey Maxwell CAO