0000780789-24-000003.txt : 20240209
0000780789-24-000003.hdr.sgml : 20240209
20240209075057
ACCESSION NUMBER: 0000780789-24-000003
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: PONG,KATHRYN,CO,
FILED AS OF DATE: 20240208
DATE AS OF CHANGE: 20240209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMB FINANCIAL SERVICES, INC.
CENTRAL INDEX KEY: 0000780789
ORGANIZATION NAME:
IRS NUMBER: 431381257
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05578
FILM NUMBER: 24611205
BUSINESS ADDRESS:
STREET 1: 928 GRAND AVENUE
CITY: KANSAS CITY
STATE: MO
ZIP: 64106
BUSINESS PHONE: 816-860-8790
MAIL ADDRESS:
STREET 1: 928 GRAND AVENUE
CITY: KANSAS CITY
STATE: MO
ZIP: 64106
FORMER COMPANY:
FORMER CONFORMED NAME: UMB SCOUT BROKERAGE SERVICES, INC.
DATE OF NAME CHANGE: 20020611
FORMER COMPANY:
FORMER CONFORMED NAME: UMB SCOUT BROKERAGE SERVICES INC /BD
DATE OF NAME CHANGE: 20020611
FORMER COMPANY:
FORMER CONFORMED NAME: SCOUT BROKERAGE SERVICES INC
DATE OF NAME CHANGE: 19980519
MA-I/A
1
primary_doc.xml
MA-I/A
0000780789
XXXXXXXX
Christopher Long
816-860-8763
christopher.long@umb.com
christopher.long@umb.com
angie.gates@umb.com
N
0000780789-23-000006
N
Kathryn
Co
Pong
5396848
N
1
0000780789
UMB FINANCIAL SERVICES, INC.
09-19-2022
N
867-02509
LOCATED
09-19-2022
SUPERVISED
09-19-2022
928 Grand
Kansas City
MO
64106
Kathryn
Chong
Co
09-2022
UMB Financial Services Inc
Kansas City
MO
64106
Y
Y
Municipal Advisor
04-2010
09-2022
RBC Capital Markets, LLC
Phoenix
AZ
85016
Y
N
Vice President
Y
09-2022
UMB Bank, n.a.
2777 E Camelback Road
# 350
Phoenix
AZ
85016
N
Y
Municipal Bank Dealer
Analysis / Banker
128
Dual employee of UMB Financial Services, Inc., and its affiliate, UMB Bank, n.a. Duties with UMB Bank, n.a., include public finance responsibilities with the Capital Markets group.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-08-2024
Jeffrey Maxwell
CAO