0000780789-24-000001.txt : 20240131 0000780789-24-000001.hdr.sgml : 20240131 20240131163351 ACCESSION NUMBER: 0000780789-24-000001 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: BUCK,MELISSA,LYNN, FILED AS OF DATE: 20240131 DATE AS OF CHANGE: 20240131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UMB FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0000780789 ORGANIZATION NAME: IRS NUMBER: 431381257 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05578 FILM NUMBER: 24583418 BUSINESS ADDRESS: STREET 1: 928 GRAND AVENUE CITY: KANSAS CITY STATE: MO ZIP: 64106 BUSINESS PHONE: 816-860-8790 MAIL ADDRESS: STREET 1: 928 GRAND AVENUE CITY: KANSAS CITY STATE: MO ZIP: 64106 FORMER COMPANY: FORMER CONFORMED NAME: UMB SCOUT BROKERAGE SERVICES, INC. DATE OF NAME CHANGE: 20020611 FORMER COMPANY: FORMER CONFORMED NAME: UMB SCOUT BROKERAGE SERVICES INC /BD DATE OF NAME CHANGE: 20020611 FORMER COMPANY: FORMER CONFORMED NAME: SCOUT BROKERAGE SERVICES INC DATE OF NAME CHANGE: 19980519 MA-I/A 1 primary_doc.xml MA-I/A 0000780789 XXXXXXXX Christopher Long 816-860-8763 christopher.long@umb.com Angie.Gates@umb.com christopher.long@umb.com Jeffrey.Maxwell@umb.com N 0000780789-22-000010 N Melissa Lynn Buck 6403255 N 1 0000780789 UMB FINANCIAL SERVICES, INC. 08-30-2021 N 867-02509 SUPERVISED 08-30-2021 928 GRAND AVENUE KANSAS CITY MO 64106 LOCATED 08-30-2021 1670 Broadway Denver CO 80202 08-2021 UMB Financial Services, Inc. Kansas City MO 64106 Y N SVP Municipal Advisor 06-2018 08-2021 Ehlers & Associates Denver CO 80237 Y N Municipal Advisor 01-2017 06-2018 Wells Fargo Denver CO 80202 N N Portfolio Manager 2 03-2016 01-2017 Unemployed New York NY 10023 N N unemployed 09-2014 03-2016 Macquarie Capital Markets New York NY 10011 N N Senior Associate 06-2010 09-2014 Assured Guaranty New York NY 10011 N N Credit Analyst Y 01-2022 MSYBS, LLC 412 S Emerson St Denver CO 80209 N N bookkeeping support officer 0 Melissa was named as an officer so that in the event her husband (entity founder) dies or is incapacitated, she can take care of business-related things. She has no involvement in the management and day-to-day activities at this time. 01-2022 UMB Bank, n.a. 928 Grand Blvd. Kansas City MO 64106 N Y Municipal Bank Dealer Public Finance Banker 10 Dual employee of UMB Financial Services, Inc., and its affiliate, UMB Bank, n.a. Duties with UMB Bank, n.a., include public finance responsibilities with the Capital Markets group. 01-2024 Colorado Enterprise Fund 1888 Sherman Street Suite 530 Denver CO 80203 N N Not for profit lending institution offering loans to small businesses unable to get traditional bank financing Board Member 1 Duties are primary to provide general guidance to the Colorado Enterprise Fund as a Board Member and provide input on their financial management N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-31-2024 Jeffrey Maxwell CAO