-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WIGcCkTKZ2Q/sNKuxaG4horbA4PsyozSLFOODSv3yJZbLKOJ+3vlkwlacxPWDS7E iif2Y+FmxFYfQw1336Iavw== 0001209191-07-018036.txt : 20070315 0001209191-07-018036.hdr.sgml : 20070315 20070315215821 ACCESSION NUMBER: 0001209191-07-018036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070313 FILED AS OF DATE: 20070315 DATE AS OF CHANGE: 20070315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHELPS DODGE CORP CENTRAL INDEX KEY: 0000078066 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY SMELTING & REFINING OF NONFERROUS METALS [3330] IRS NUMBER: 131808503 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE NORTH CENTRAL AVE CITY: PHOENIX STATE: AZ ZIP: 85004-3089 BUSINESS PHONE: 602-366-8100 MAIL ADDRESS: STREET 1: ONE NORTH CENTRAL AVENUE CITY: PHOENIX STATE: AZ ZIP: 85004-3089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Naccarati David C CENTRAL INDEX KEY: 0001307983 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00082 FILM NUMBER: 07697913 BUSINESS ADDRESS: BUSINESS PHONE: 602-366-8100 MAIL ADDRESS: STREET 1: ONE NORTH CENTRAL AVENUE STREET 2: CORPORATE SECRETARY DEPARTMENT CITY: PHOENIX STATE: AZ ZIP: 85004 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-03-13 0 0000078066 PHELPS DODGE CORP PD 0001307983 Naccarati David C C/O PHELPS DODGE CORPORATION ONE NORTH CENTRAL AVENUE PHOENIX AZ 85004 0 1 0 0 President, PDMC Common Shares 2007-03-13 4 M 0 800 37.305 A 34518 D Common Shares 2007-03-13 4 S 0 800 126.3146 D 33718 D Common Shares 2007-03-13 4 M 0 2667 48.095 A 36385 D Common Shares 2007-03-13 4 S 0 2667 126.3146 D 33718 D Common Shares 2007-03-13 4 M 0 2266 78.995 A 35984 D Common Shares 2007-03-13 4 S 0 2266 126.3146 D 33718 D Employee Stock Option (right to buy) 37.305 2007-03-13 4 M 0 800 0.00 D 2014-02-04 Common Shares 800 0 D Employee Stock Option (right to buy) 48.095 2007-03-13 4 M 0 2667 0.00 D 2015-02-02 Common Shares 2667 2667 D Employee Stock Option (right to buy) 78.995 2007-03-13 4 M 0 2266 0.00 D 2016-02-01 Common Shares 2266 4534 D Exercise of stock options and same-day sale of underlying Common Shares pursuant to the Phelps Dodge 2003 Stock Option and Restricted Stock Plan. Includes shares of common stock acquired within the Phelps Dodge Employee Savings Plan (401(k) Plan). The Plan provides for the purchase of fractional shares. The number reported is the nearest whole number. The option vests in three equal annual installments on February 3, 2005, 2006 and 2007. The option vests in three substantially equal annual installments on February 1, 2006, 2007 and 2008. The option vests in three substantially equal annual installments on January 31, 2007, 2008 and 2009. /s/ S. David Colton Attorney-in-Fact for David C. Naccarati 2007-03-15 -----END PRIVACY-ENHANCED MESSAGE-----