-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, POKzw3i07ibyExdqbI5OQBSdCCXoUsVqArTC2ttHHF5jLdpAw4zFrOP2bFjoY5qs 9DAuqTBP2cS8SVG6kAj+uA== 0001181431-06-023657.txt : 20060413 0001181431-06-023657.hdr.sgml : 20060413 20060413135324 ACCESSION NUMBER: 0001181431-06-023657 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020823 FILED AS OF DATE: 20060413 DATE AS OF CHANGE: 20060413 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHELPS DODGE CORP CENTRAL INDEX KEY: 0000078066 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY SMELTING & REFINING OF NONFERROUS METALS [3330] IRS NUMBER: 131808503 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE NORTH CENTRAL AVE CITY: PHOENIX STATE: AZ ZIP: 85004-3089 BUSINESS PHONE: 6022348100 MAIL ADDRESS: STREET 1: ONE NORTH CENTRAL AVENUE CITY: PHOENIX STATE: AZ ZIP: 85004-3089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUNHAM ARCHIE W CENTRAL INDEX KEY: 0001192053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00082 FILM NUMBER: 06757967 MAIL ADDRESS: STREET 1: 511 ARROYO SQ CITY: SOUTH PASADENA STATE: CA ZIP: 91030 4 1 rrd114001.xml 4 X0202 4 2002-08-23 0 0000078066 PHELPS DODGE CORP PD 0001192053 DUNHAM ARCHIE W C/O PHELPS DODGE CORPORATION ONE NORTH CENTRAL AVENUE PHOENIX AZ 85004 1 0 0 0 Deferred Share Units 2002-08-23 4 A 0 812.85 A Common Shares 812.85 4271.96 D Deferred Share Units 2002-09-03 4 A 0 64.79 30.87 A Common Shares 64.79 4336.75 D Deferred Share Units 2002-09-04 4 A 0 406.99 29.4850 A Common Shares 406.99 4743.74 D Deferred Share Units 2002-10-29 4 A 0 32.76 30.525 A Common Shares 32.76 4776.50 D Deferred Share Units 2002-11-11 4 A 0 31.46 31.79 A Common Shares 31.46 4807.96 D Deferred Share Units 2002-12-03 4 A 0 63.50 31.4950 A Common Shares 63.50 4871.46 D Deferred Share Units 2002-12-04 4 A 0 357.02 30.81 A Common Shares 357.02 5228.48 D Deferred Share Units 2003-01-27 4 A 0 29.56 33.835 A Common Shares 29.56 5258.04 D Deferred Share Units 2003-02-03 4 A 0 28.65 34.91 A Common Shares 28.65 5286.69 D Deferred Share Units 2003-02-04 4 A 0 28.36 35.265 A Common Shares 28.36 5315.05 D Deferred Share Units 2003-02-05 4 A 0 28.27 35.375 A Common Shares 28.27 5343.32 D Deferred Share Units 2003-02-25 4 A 0 28.46 35.14 A Common Shares 28.46 5371.78 D Deferred Share Units 2003-03-05 4 A 0 365.98 34.155 A Common Shares 365.98 5737.76 D Deferred Share Units 2003-04-04 4 A 0 30.77 32.5 A Common Shares 30.77 5768.53 D Deferred Share Units 2003-04-08 4 A 0 30.50 32.79 A Common Shares 30.50 5799.03 D Deferred Share Units 2003-04-11 4 A 0 30.46 32.83 A Common Shares 30.46 5829.49 D Deferred Share Units 2003-04-25 4 A 0 31.50 31.745 A Common Shares 31.50 5860.99 D Deferred Share Units 2003-04-27 4 A 0 31.50 31.745 A Common Shares 31.50 5892.49 D Deferred Share Units 2003-05-28 4 A 0 28.02 35.69 A Common Shares 28.02 5920.51 D Deferred Share Units 2003-06-04 4 A 0 361.30 37.365 A Common Shares 361.30 6281.81 D Deferred Share Units 2003-07-17 4 A 0 25.96 38.5150 A Common Shares 25.96 6307.77 D Deferred Share Units 2003-09-02 4 A 0 41.81 47.835 A Common Shares 41.81 6349.58 D Deferred Share Units 2003-09-03 4 A 0 256.41 48.75 A Common Shares 256.41 6605.99 D Deferred Share Units 2003-10-01 4 A 0 41.85 47.785 A Common Shares 41.85 6647.84 D Deferred Share Units 2003-10-20 4 A 0 17.62 56.755 A Common Shares 17.62 6665.46 D Deferred Share Units 2003-11-17 4 A 0 16.61 60.1950 A Common Shares 16.61 6682.07 D Deferred Share Units 2003-12-02 4 A 0 15.28 65.45 A Common Shares 15.28 6697.35 D Deferred Share Units 2003-12-03 4 A 0 191.97 65.115 A Common Shares 191.97 6889.32 D Deferred Share Units 2004-02-03 4 A 0 26.81 74.61 A Common Shares 26.81 6916.13 D Deferred Share Units 2004-02-04 4 A 0 27.51 72.71 A Common Shares 27.51 6943.64 D Acquisition of deferred share units through the Deferred Compensation Plan for the Directors of Phelps Dodge Corporation, exempt pursuant to Rule 16b-3(d). Share numbers and prices do not reflect two-for-one stock split effected on March 13, 2006. Each deferred share unit represents the right to receive one Phelps Dodge Corporation common share or the cash value thereof. Deferred share units were acquired on various dates beginning 1/28/2002 through 8/12/2002, based on pre-March 13, 2006 two-for-one split market values of Phelps Dodge Corporation common shares ranging from $31.865 to $40.605 per share. Deferred share units are exercisable by the reporting person at any time. For each transaction reported herein, the responses to Items 5 and 9, "Number of Derivative Securities", Item 7, "Title and Amount of Underlying Securities" and Item 8, "Price of Derivative Security," have not been adjusted to reflect the two-for-one stock split effected on March 13, 2006. /s/ S. David Colton, Attorney-in-fact for Archie W. Dunham 2006-04-13 -----END PRIVACY-ENHANCED MESSAGE-----