-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ASsJUJjFbm8FTMgOggPEfiDD65FiaXxEaAiGFZFkpECrvLWOfZppRyYivVKkzhu4 LFKdXfQ9/vScSnbfkMWoZQ== 0000947871-99-000559.txt : 19991207 0000947871-99-000559.hdr.sgml : 19991207 ACCESSION NUMBER: 0000947871-99-000559 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991206 GROUP MEMBERS: CYPRUS AMAX MINERALS COMPANY FORMERLY CAV CORP GROUP MEMBERS: PHELPS DODGE CORP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CYPRUS AMAX MINERALS CO CENTRAL INDEX KEY: 0000769589 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 362684040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-36527 FILM NUMBER: 99769558 BUSINESS ADDRESS: STREET 1: 9100 E MINERAL CIRCLE CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3036435000 MAIL ADDRESS: STREET 1: 9100 EAST MINERAL CIRCLE CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: CYPRUS MINERALS CO DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PHELPS DODGE CORP CENTRAL INDEX KEY: 0000078066 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY SMELTING & REFINING OF NONFERROUS METALS [3330] IRS NUMBER: 131808503 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2600 NORTH CENTRAL AVE CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 6022348100 MAIL ADDRESS: STREET 1: 2600 NORTH CENTRAL AVENUE CITY: PHOENIX STATE: AZ ZIP: 85004-3089 SC 13D/A 1 AMENDMENT NO. 1 TO SCHEDULE 13D - -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Cyprus Amax Minerals Company (Name of Issuer) ----------------------------------------------------- Common Stock, no par value (Including the associated preferred share purchase rights) (Title of Classes of Securities) ----------------------------------------------------- 496902107 (Common Stock) (CUSIP Number) ----------------------------------------------------- S. David Colton, Esq. Vice President and General Counsel Phelps Dodge Corporation 2600 North Central Avenue Phoenix, Arizona 85004-3014 Tel. (602) 234-8100 -------------------------- Copies to: Michael W. Blair, Esq. Stephen R. Volk, Esq. Debevoise & Plimpton David W. Heleniak, Esq. 875 Third Avenue Shearman & Sterling New York, New York 10022 599 Lexington Avenue Tel. (212) 909-6000 New York, New York 10022 Tel. (212) 848-4000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communication ----------------------------------------------------- If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. - -------------------------------------------------------------------------------- CUSIP No. 496902107 - -------------------------------------------------------------------------------- 1. Names of reporting persons Phelps Dodge Corporation I.R.S. Identification Nos. of Above Persons (Entities Only) 13-1808503 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of Group (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use only - -------------------------------------------------------------------------------- 4. Sources of Funds WC, BK - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(e) or 2(f) [ ] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization New York - -------------------------------------------------------------------------------- Number of | 7.| Sole Voting Power Shares 1,000 Beneficially -------------------------------------------------------------- Owned by | 8.| Shared Voting Power Each Not applicable Reporting -------------------------------------------------------------- Person With | 9.| Sole Dispositive Power 1,000 -------------------------------------------------------------- | 10.| Shared Dispositive Power Not applicable - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,000 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 100% - -------------------------------------------------------------------------------- 14. Type of Reporting Person CO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1. Names of reporting persons Cyprus Amax Minerals Company, formerly known as CAV Corporation I.R.S. Identification Nos. of Above Persons (Entities Only) - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of Group (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use only - -------------------------------------------------------------------------------- 4. Sources of Funds Not applicable - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(e) or 2(f) [ ] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of | 7.| Sole Voting Power Shares Not applicable Beneficially -------------------------------------------------------------- Owned by | 8.| Shared Voting Power Each Not applicable Reporting -------------------------------------------------------------- Person With | 9.| Sole Dispositive Power Not applicable -------------------------------------------------------------- |10.| Shared Dispositive Power Not applicable - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person Not applicable - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) Not applicable - -------------------------------------------------------------------------------- 14. Type of Reporting Person CO - -------------------------------------------------------------------------------- This Amendment No. 1 to Schedule 13D amends and supplements the Schedule 13D which was deemed filed pursuant to Instruction F to Schedule 14D-1, on October 19, 1999, upon the filing of the final amendment to the Schedule 14D-1 originally filed with the Securities and Exchange Commission on September 3, 1999, as amended, with respect to the offer by Phelps Dodge Corporation, a New York corporation ("Phelps Dodge"), and CAV Corporation, a Delaware corporation and a wholly owned subsidiary of Phelps Dodge ("Purchaser"), to purchase all of the outstanding shares of common stock, no par value per share, and the associated preferred share purchase rights (the "Cyprus Amax Shares") of Cyprus Amax Minerals Company, a Delaware corporation ("Cyprus Amax"). All capitalized terms which are used but not defined herein shall have the meaning ascribed to such terms in the Schedule 14D-1. Item 5. Interest in Securities of the Issuer On December 2, 1999, Purchaser filed with the Secretary of State of the State of Delaware a Certificate of Merger effecting the merger of Cyprus Amax with and into Purchaser (the "Effective Time"). Pursuant to the terms of the Merger Agreement, at the Effective Time, (i) each Cyprus Amax Share issued and outstanding immediately prior to the Effective Time (except for shares described in (ii) below) was converted into the right to receive 0.3500 shares of common stock, par value $6.25 per share, of Phelps Dodge and cash in lieu of any fractional Phelps Dodge shares in accordance with the Merger Agreement and (ii) all Cyprus Amax Shares held by Phelps Dodge, Cyprus Amax or their respective subsidiaries were canceled and ceased to exist. Pursuant to the terms of the Merger Agreement, Purchaser is the surviving entity in the merger. Phelps Dodge beneficially owns 1,000 shares, or 100% of the outstanding shares, of common stock of Purchaser. Also, on December 2, 1999, Purchaser was renamed Cyprus Amax Minerals Company. Item 7. Material to be Filed as Exhibits: Exhibit 1 Joint Filing Agreement Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Phelps Dodge Corporation By:/s/ Ramiro G. Peru ----------------------------------- Name: Ramiro G. Peru Title: Senior Vice President and Chief Financial Officer December 6, 1999 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Cyprus Amax Minerals Company By:/s/ Ramiro G. Peru ---------------------------------- Name: Ramiro G. Peru Title: Senior Vice President and Chief Financial Officer December 6, 1999 EXHIBIT INDEX Sequentially Exhibit Numbered Number Description Page - ------- ----------- ------------ Exhibit 1 Joint Filing Agreement JOINT FILING AGREEMENT Each of the undersigned hereby agrees that the statement on Amendment No. 1 to the Schedule 13D with respect to the common stock, no par value per share, of the former Cyprus Amax Minerals Company, dated December 6, 1999, is filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that this Agreement shall be included as an Exhibit to such Amendment. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument. IN WITNESS WHEREOF, the undersigned have executed this Agreement as of the 6th day of December, 1999. Dated: December 6, 1999 Phelps Dodge Corporation By:/s/ Ramiro G. Peru -------------------------------- Name: Ramiro G. Peru Title: Senior Vice President and Chief Financial Officer Cyprus Amax Minerals Company By:/s/ Ramiro G. Peru -------------------------------- Name: Ramiro G. Peru Title: Senior Vice President and Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----