0001140361-21-019490.txt : 20210601 0001140361-21-019490.hdr.sgml : 20210601 20210601192158 ACCESSION NUMBER: 0001140361-21-019490 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210528 FILED AS OF DATE: 20210601 DATE AS OF CHANGE: 20210601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hlavinka Sarah E. CENTRAL INDEX KEY: 0001433554 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22418 FILM NUMBER: 21987124 MAIL ADDRESS: STREET 1: 2111 N MOLTER RD CITY: LIBERTY LAKE STATE: WA ZIP: 99019 FORMER NAME: FORMER CONFORMED NAME: Hlavinka Sarah H DATE OF NAME CHANGE: 20181115 FORMER NAME: FORMER CONFORMED NAME: McConnell Sarah H DATE OF NAME CHANGE: 20080425 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITRON, INC. CENTRAL INDEX KEY: 0000780571 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 911011792 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2111 N MOLTER ROAD CITY: LIBERTY LAKE STATE: WA ZIP: 99019 BUSINESS PHONE: 5099249900 MAIL ADDRESS: STREET 1: 2111 N MOLTER ROAD CITY: LIBERTY LAKE STATE: WA ZIP: 99019 FORMER COMPANY: FORMER CONFORMED NAME: ITRON INC DATE OF NAME CHANGE: 20190709 FORMER COMPANY: FORMER CONFORMED NAME: ITRON INC /WA/ DATE OF NAME CHANGE: 19940228 FORMER COMPANY: FORMER CONFORMED NAME: ITRON INC DATE OF NAME CHANGE: 19920724 4 1 form4.xml FORM 4 X0306 4 2021-05-28 0000780571 ITRON, INC. ITRI 0001433554 Hlavinka Sarah E. 2111 N MOLTER RD LIBERTY LAKE WA 99019 true SVP. Gen. Counsel & Corp. Sec Common Stock 2021-05-28 4 M 0 3016 66.3 A 20546 D Common Stock 2021-05-28 4 F 0 2065 96.88 D 18481 D Common Stock 2021-05-28 4 M 0 2850 66.3 A 21331 D Common Stock 2021-05-28 4 S 0 2304 96.16 D 19027 D Stock Option (Right to Buy) 66.3 2021-05-28 2021-05-28 4 M 0 3016 0 D 2028-09-12 Common Stock 3016 1508 D Stock Option (Right to Buy) 66.3 2021-05-28 2021-05-28 4 M 0 2850 0 D 2028-09-12 Common Stock 2850 1426 D Represents the exercise of a stock option for a total of 3,016 shares by means of a stock swap pursuant to a Rule 10b5-1 Trading Plan entered into previously. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 951 shares of common stock. As a result of this transaction, 2,065 shares were withheld to cover the exercise price of the exercised options. Represents the exercise of a stock option for a total of 2,850 shares pursuant to a Rule 10b5-1 Trading Plan entered into previously. As a result of this exercise, the reporting person acquired ownership of an additional 546 shares of common stock. As a result of this transaction, 2,304 shares were sold to cover the exercise price and pay withholding taxes to the respective government agencies. Grant has a graded vesting schedule and date exercisable will vary for each vesting tranche, as previously reported. /s/ Sarah E. Hlavinka 2021-06-01