0001127602-19-029994.txt : 20191003 0001127602-19-029994.hdr.sgml : 20191003 20191003161156 ACCESSION NUMBER: 0001127602-19-029994 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191001 FILED AS OF DATE: 20191003 DATE AS OF CHANGE: 20191003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MEZEY PHILIP CENTRAL INDEX KEY: 0001275552 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22418 FILM NUMBER: 191135703 MAIL ADDRESS: STREET 1: 2111 N MOLTER RD CITY: LIBERTY LAKE STATE: WA ZIP: 99019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITRON, INC. CENTRAL INDEX KEY: 0000780571 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 911011792 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2111 N MOLTER ROAD CITY: LIBERTY LAKE STATE: WA ZIP: 99019 BUSINESS PHONE: 5099249900 MAIL ADDRESS: STREET 1: 2111 N MOLTER ROAD CITY: LIBERTY LAKE STATE: WA ZIP: 99019 FORMER COMPANY: FORMER CONFORMED NAME: ITRON INC DATE OF NAME CHANGE: 20190709 FORMER COMPANY: FORMER CONFORMED NAME: ITRON INC /WA/ DATE OF NAME CHANGE: 19940228 FORMER COMPANY: FORMER CONFORMED NAME: ITRON INC DATE OF NAME CHANGE: 19920724 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-10-01 1 0000780571 ITRON, INC. ITRI 0001275552 MEZEY PHILIP 2111 N MOLTER ROAD LIBERTY LAKE WA 99019 1 1 Former President & CEO Common Stock 2019-10-01 2019-10-01 4 M 0 22323 35.29 A 91206 D Common Stock 2019-10-01 2019-10-01 4 S 0 21426 72.42 D 69780 D Common Stock 2019-10-01 2019-10-01 4 S 0 6984 73.25 D 62796 D Common Stock 2019-10-01 2019-10-01 4 S 0 3010 74.52 D 59786 D Common Stock 53354 I Held in trust with reporting person and spouse as co-trustees Stock Option (Right to Buy) 35.29 2019-10-01 2019-10-01 4 M 0 22323 0 D 2025-02-19 Common Stock 22323 21809 D Represents the number of stock options exercised under a Rule 10b5-1 Trading Plan entered into previously. Shares sold pursuant to 10b5-1 Plan. This transaction was executed in multiple trades at prices ranging from $71.99 to $72.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Shares sold pursuant to 10b5-1 Plan. This transaction was executed in multiple trades at prices ranging from $73.00 to $73.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Shares sold pursuant to 10b5-1 Plan. This transaction was executed in multiple trades at prices ranging from $74.15 to $74.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Represents shares held indirectly in trust; the remaining 59,786 shares owned as of the date of this report are held directly by the reporting person. This award was granted on February 19, 2015 with one-third of the option becoming exercisable on each of February 19, 2016, February 19, 2017, and February 19, 2018. /s/ Sarah Hlavinka, attorney-in-fact for Mr. Mezey 2019-10-03