0000921895-16-003598.txt : 20160303
0000921895-16-003598.hdr.sgml : 20160303
20160303195337
ACCESSION NUMBER: 0000921895-16-003598
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160301
FILED AS OF DATE: 20160303
DATE AS OF CHANGE: 20160303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ITRON INC /WA/
CENTRAL INDEX KEY: 0000780571
STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825]
IRS NUMBER: 911011792
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2111 N MOLTER ROAD
CITY: LIBERTY LAKE
STATE: WA
ZIP: 99019
BUSINESS PHONE: 5099249900
MAIL ADDRESS:
STREET 1: 2111 N MOLTER ROAD
CITY: LIBERTY LAKE
STATE: WA
ZIP: 99019
FORMER COMPANY:
FORMER CONFORMED NAME: ITRON INC
DATE OF NAME CHANGE: 19920724
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MINDICH JEREMY
CENTRAL INDEX KEY: 0001431207
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22418
FILM NUMBER: 161483268
MAIL ADDRESS:
STREET 1: C/O SCOPIA MANAGEMENT INC
STREET 2: 450 SEVENTH AVENUE, 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIROVICH MATTHEW
CENTRAL INDEX KEY: 0001431208
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22418
FILM NUMBER: 161483269
MAIL ADDRESS:
STREET 1: C/O SCOPIA MANAGEMENT INC
STREET 2: 450 SEVENTH AVENUE, 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Scopia Management, Inc.
CENTRAL INDEX KEY: 0001665995
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22418
FILM NUMBER: 161483270
BUSINESS ADDRESS:
STREET 1: 152 WEST 57TH STREET, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-370-0303
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCOPIA CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001279150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22418
FILM NUMBER: 161483271
BUSINESS ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-370-0303
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: SCOPIA CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20130211
FORMER NAME:
FORMER CONFORMED NAME: SCOPIA FUND MANAGEMENT LLC
DATE OF NAME CHANGE: 20130116
FORMER NAME:
FORMER CONFORMED NAME: SCOPIA FUND MANAGEMENT, LLC
DATE OF NAME CHANGE: 20120410
4
1
form406777015_03032016.xml
OWNERSHIP DOCUMENT
X0306
4
2016-03-01
0
0000780571
ITRON INC /WA/
ITRI
0001279150
SCOPIA CAPITAL MANAGEMENT LP
152 WEST 57TH STREET
33RD FLOOR
NEW YORK
NY
10019
0
0
1
0
0001665995
Scopia Management, Inc.
152 WEST 57TH STREET, 33RD FLOOR
NEW YORK
NY
10019
0
0
1
0
0001431208
SIROVICH MATTHEW
C/O SCOPIA CAPITAL MANAGEMENT LP
152 WEST 57TH STREET, 33RD FLOOR
NEW YORK
NY
10019
0
0
1
0
0001431207
MINDICH JEREMY
C/O SCOPIA CAPITAL MANAGEMENT LP
152 WEST 57TH STREET, 33RD FLOOR
NEW YORK
NY
10019
0
0
1
0
Common Stock
2016-03-01
4
P
0
21751
39.7213
A
4243052
I
See Footnote
Common Stock
2016-03-01
4
P
0
366
39.7213
A
4243418
I
See Footnote
Common Stock
2016-03-02
4
P
0
15574
40.0987
A
4258992
I
See Footnote
Common Stock
2016-03-02
4
P
0
262
40.0987
A
4259254
I
See Footnote
Common Stock
2016-03-03
4
P
0
27537
40.7767
A
4286791
I
See Footnote
Common Stock
2016-03-03
4
P
0
463
40.7767
A
4287254
I
See Footnote
This Form 4 is filed jointly by Scopia Capital Management LP ("Scopia Management"), Scopia Management, Inc. ("Scopia Inc."), Matthew Sirovich and Jeremy Mindich. The securities reported in this Form 4 are held in the accounts of several investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC, and a certain managed account (together, the "Investment Vehicles") for which Scopia Management serves as the investment manager and each of which individually owns less than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock.
Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Securities held in the accounts of the Investment Vehicles. Each of Scopia Management, as the investment manager of the Investment Vehicles, Scopia Inc. as the general partner of Scopia Management, and Messrs. Sirovich and Mindich, as the Managing Directors of Scopia Inc., may be deemed to beneficially own the securities held by the Investment Vehicles.
Represents a purchase of Common Stock by a certain managed account in which the Reporting Persons do not have a pecuniary interest by virtue of Rule 16a-1(a)(2)(ii)(C) of the Securities Exchange Act of 1934, as amended.
Scopia Capital Management LP; By: Scopia Management, Inc.; By: /s/ Matthew Sirovich, Managing Director
2016-03-03
Scopia Management, Inc.; By: /s/ Matthew Sirovich, Managing Director
2016-03-03
/s/ Matthew Sirovich
2016-03-03
/s/ Jeremy Mindich
2016-03-03