-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QyXawWte+bZ15oRvIyHMfMdmypxdNDidBU9fDAXv21P+iWpYz6MWOmDYGgGIq4iE 75W6mb98Vk8K2AX+SmrHzQ== 0000950134-97-001132.txt : 19970222 0000950134-97-001132.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950134-97-001132 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VERTEX COMMUNICATIONS CORP /TX/ CENTRAL INDEX KEY: 0000780416 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 751982974 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38309 FILM NUMBER: 97536419 BUSINESS ADDRESS: STREET 1: 2600 N LONGVIEW ST STREET 2: PO BOX 1277 CITY: KILGORE STATE: TX ZIP: 75662 BUSINESS PHONE: 9039840555 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VARDEMAN J REX CENTRAL INDEX KEY: 0000903737 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: VERTEX COMMUNICATIONS CORP STREET 2: P O BOX 1277 CITY: KILGORE STATE: TX ZIP: 75663 MAIL ADDRESS: STREET 1: VERTEX COMMUNICATIONS CORP STREET 2: P O BOX 1277 CITY: KILGORE STATE: TX ZIP: 75663 SC 13G/A 1 AMENDMENT NO. 4 TO SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) Vertex Communications Corporation (Name of Issuer) Common Stock, par value $.10 per share (Title of Class of Securities) 925320-10-3 (CUSIP Number) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities and Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 2 - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: J.Rex Vardeman S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:###-##-#### - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) /X/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. NUMBER OF 5 SOLE VOTING POWER SHARES 252,070 BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- EACH 7 SOLE DISPOSITIVE POWER REPORTING 252,070 PERSON 8 SHARED DISPOSITIVE POWER WITH -0- - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 252,070 - ------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.7 - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- ITEM 1 (a) NAME OF ISSUER: Vertex Communications Corporation Page 2 of 5 3 - ------------------------------------------------------------------------------- (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 2600 N. Longview Street, Kilgore, Texas 75662 - ------------------------------------------------------------------------------- ITEM 2 (a) NAME OF PERSON FILING: J. Rex Vardeman (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE 2600 N. Longview Street, Kilgore, Texas 75662 (c) CITIZENSHIP: U.S.A. (d) TITLE OF CLASS OF SECURITIES: Common Stock, $.10 par value (e) CUSIP NUMBER: 925320-10-3 - ------------------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13-1(b) or, 13d-2(b), check whether the person is filing a: (a) [ ] Broker or Dealer registered under section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (C) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund: see Section 240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with Section 240.13d-1(b)(1)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with Section 240.13d-13d-1(b)(1)(ii)(H) Not Applicable.
Page 3 of 5 4 ITEM 4. OWNERSHIP. (a) AMOUNT BENEFICIALLY OWNED: 252,070 (b) PERCENT OF CLASS: 5.7% (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 252,070 (ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: -0- (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 252,070 (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: -0- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable Page 4 of 5 5 ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATION. Not Applicable SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1997 /s/ J. Rex Vardeman ------------------------- J. Rex Vardeman Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----