SC 13G 1 a68827mksc13g.txt SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) AMWEST INSURANCE GROUP, INC. (Name of issuer) COMMON STOCK, $.01 PAR VALUE (Title of class of securities) 032345100 (CUSIP number) JANUARY 24, 2001 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) Page 1 of 5 Pages 2 CUSIP No. 032345100 13G Page 2 of 5 Pages -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) MICHAEL B. KLEIN, PACIFICOR, INC. -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP (a) [ ] (SEE INSTRUCTIONS) NOT APPLICABLE (b) [ ] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE -------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER: 251,400 BENEFICIALLY OWNED BY EACH ------------------------------------------------------- REPORTING 6 SHARED VOTING POWER: NOT APPLICABLE PERSON WITH: ------------------------------------------------------- 7 SOLE DISPOSITIVE POWER: 251,400 ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER: NOT APPLICABLE -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 251,400 -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) [ ] EXCLUDES CERTAIN SHARES -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 5.8% -------------------------------------------------------------------------------- 12 TYPE OF PERSON REPORTING (SEE INSTRUCTIONS): IN, CO -------------------------------------------------------------------------------- 3 ITEM 1(a). Name of Issuer: AMWEST INSURANCE GROUP, INC. ITEM 1(b). Address of Issuer's Principal Executive offices: 5230 LAS VIRGENES ROAD CALABASAS, CALIFORNIA 91302 ITEM 2(a). Name of Person Filing: MICHAEL B. KLEIN, PACIFICOR, INC. ITEM 2(b). Address of Principal Business Office: 1475 TERMINAL WAY, SUITE E RENO, NEVADA 89502 ITEM 2(c). Citizenship: DELAWARE ITEM 2(d). Title of Class of Securities: COMMON STOCK ITEM 2(e). CUSIP Number: 032345100 ITEM 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act. (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [X] Page 3 of 5 Pages 4 ITEM 4. Ownership (a) Amount Beneficially Owned: 251,400 shares of Common Stock. Mr. Klein disclaims beneficial ownership of the shares of Amwest Common Stock held by Pacificor. (b) Percent of Class: 5.8% (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote: 251,400 (ii) shared power to vote or to direct the vote: NOT APPLICABLE (iii) sole power to dispose or to direct the disposition of: 251,400 (iv) shared power to dispose or to direct the disposition of: NOT APPLICABLE The filing persons have previously reported ownership of such shares on Schedule 13D. This statement on Schedule 13G is filed persuant to Rule 13d-1(h). ITEM 5. Ownership of Five Percent or less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] ITEM 6. Ownership of More than Five Percent on Behalf of Another Person: NOT APPLICABLE. ITEM 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company: NOT APPLICABLE. ITEM 8. Identification and Classification of Members of the Group: NOT APPLICABLE. ITEM 9. Notice of Dissolution of Group: NOT APPLICABLE. ITEM 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 4 of 5 Pages 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 24, 2001 PACIFICOR, INC. By: /s/ Michael Klein ----------------------------------- (Signature) Michael Klein, Chief Executive Officer -------------------------------------- (Name/Title) Dated: January 24, 2001 By: /s/ Michael B. Klein ----------------------------------- Michael B. Klein Page 5 of 5 Pages