0001225208-21-003547.txt : 20210223 0001225208-21-003547.hdr.sgml : 20210223 20210223181208 ACCESSION NUMBER: 0001225208-21-003547 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210222 FILED AS OF DATE: 20210223 DATE AS OF CHANGE: 20210223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carapezzi William R JR CENTRAL INDEX KEY: 0001295078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03619 FILM NUMBER: 21667256 MAIL ADDRESS: STREET 1: 600 MOUNTAIN AVENUE CITY: MURRAY HILL STATE: NJ ZIP: 07921 FORMER NAME: FORMER CONFORMED NAME: William R Carapezzi JR DATE OF NAME CHANGE: 20040623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PFIZER INC CENTRAL INDEX KEY: 0000078003 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 135315170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 235 E 42ND ST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125732323 MAIL ADDRESS: STREET 1: 235 E 42ND ST CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: PFIZER CHARLES & CO INC DATE OF NAME CHANGE: 19710908 4 1 doc4.xml X0306 4 2021-02-22 0000078003 PFIZER INC PFE 0001295078 Carapezzi William R JR PFIZER INC.-CORP. SECRETARY 235 EAST 42ND ST. NEW YORK NY 10017 1 Executive Vice President Common Stock 2021-02-22 4 F 0 1410.0000 34.2600 D 44331.0000 D Common Stock 2819.0000 I By Rule 16b-3 Plan The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon). In connection with the completed spinoff and combination of the Upjohn business with Mylan to create Viatris, and in accordance with their terms, adjustments were made to restricted stock units, by providing additional Pfizer stock units to plan participants in lieu of the Viatris dividend provided to shareholders, in order to maintain the same value post-transaction as the value of the outstanding awards prior to the transaction (subject to rounding). Susan E. Grant, by power of atty., for William R. Carapezzi, Jr. 2021-02-23