0001225208-16-041196.txt : 20161104 0001225208-16-041196.hdr.sgml : 20161104 20161104163643 ACCESSION NUMBER: 0001225208-16-041196 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161102 FILED AS OF DATE: 20161104 DATE AS OF CHANGE: 20161104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PFIZER INC CENTRAL INDEX KEY: 0000078003 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 135315170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 235 E 42ND ST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125732323 MAIL ADDRESS: STREET 1: 235 E 42ND ST CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: PFIZER CHARLES & CO INC DATE OF NAME CHANGE: 19710908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MADDALUNA ANTHONY J CENTRAL INDEX KEY: 0001566333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03619 FILM NUMBER: 161975621 MAIL ADDRESS: STREET 1: PFIZER INC. ATTN CORPORATE SECRETARY STREET 2: 235 RAST 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml X0306 4 2016-11-02 0000078003 PFIZER INC PFE 0001566333 MADDALUNA ANTHONY J PFIZER INC.-CORP. SECRETARY 235 EAST 42ND ST. NEW YORK NY 10017 1 Executive Vice President Common Stock 2016-11-02 4 M 0 32545.0000 21.0300 A 122087.0000 D Common Stock 54702.0000 I By Rule 16b-3 Plan Stock Appreciation Rights 21.0300 2016-11-02 4 M 0 65334.0000 0.0000 D 2016-11-01 2017-02-23 Common Stock 65334.0000 0.0000 D Represents the number of stock units received upon the exercise and conversion of previously granted stock appreciation rights (SARs), calculated by taking the change in our common stock price (20 trading day average ending on the exercise date (Election Price)) less the grant price of the SAR plus accumulated dividends from the grant date, times the number of SARs exercised. This value is divided by the Election Price to determine the number of stock units. The stock units and accumulated dividend units will be settled in Pfizer common stock on the SAR original settlement date, the fifth anniversary of grant. Susan E. Grant, by power of atty., for Anthony J. Maddaluna 2016-11-04