0001209191-22-062488.txt : 20221222 0001209191-22-062488.hdr.sgml : 20221222 20221222174357 ACCESSION NUMBER: 0001209191-22-062488 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221220 FILED AS OF DATE: 20221222 DATE AS OF CHANGE: 20221222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SATTERFIELD THOMAS A JR CENTRAL INDEX KEY: 0001132317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09453 FILM NUMBER: 221482951 MAIL ADDRESS: STREET 1: 2609 CALDWELL MILL LN CITY: BIRMINGHAM STATE: AL ZIP: 35243 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARK RESTAURANTS CORP CENTRAL INDEX KEY: 0000779544 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133156768 STATE OF INCORPORATION: NY FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: 85 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10003-3019 BUSINESS PHONE: 2122068800 MAIL ADDRESS: STREET 1: 85 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10003-3019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-12-20 0 0000779544 ARK RESTAURANTS CORP ARKR 0001132317 SATTERFIELD THOMAS A JR 15 COLLEY COVE DRIVE GULF BREEZE FL 32561 0 0 1 0 Common Stock 2022-12-20 4 P 0 10335 16.36 A 113285 I By family members and related entities Common Stock 2022-12-21 4 P 0 10165 16.74 A 123450 I By family members and related entities Common Stock 2022-12-21 4 P 0 4607 17.51 A 184607 I By Caldwell Mill Opportunity Fund Common Stock 46500 D Common Stock 1000 I By spouse Common Stock 50000 I By Tomsat Investment & Trading Co., Inc. Common Stock 145000 I By A.G. Family L.P. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.26 to $16.45. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to these securities. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.56 to $17.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: the reporting person's father (32,000 shares); the reporting person's brother (15,000 shares); the reporting person's sister (27,000 shares); the reporting person's brother-in-law (11,000 shares); Rita Phifer (10,000 shares); the reporting person's second brother-in-law (6,000 shares); the reporting person's nephew (2,000 shares); a trust for the reporting person's granddaughter (1,450 shares); a trust for the reporting person's second granddaughter (500 shares); the reporting person's step-sister (2,500 shares); the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (7,000 shares); the reporting person's fourth step-sister and spouse (4,000 shares); and the reporting person's fifth step-sister and spouse (3,000 shares). The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.13 to $17.70. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Includes 7,500 shares held jointly with the reporting person's spouse. The reporting person controls the general partner of the partnership that owns the reported securities. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities included herein in excess of the reporting person's pecuniary interest in such equity securities. /s/ Thomas A. Satterfield, Jr. 2022-12-22