0001209191-22-062488.txt : 20221222
0001209191-22-062488.hdr.sgml : 20221222
20221222174357
ACCESSION NUMBER: 0001209191-22-062488
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221220
FILED AS OF DATE: 20221222
DATE AS OF CHANGE: 20221222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SATTERFIELD THOMAS A JR
CENTRAL INDEX KEY: 0001132317
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09453
FILM NUMBER: 221482951
MAIL ADDRESS:
STREET 1: 2609 CALDWELL MILL LN
CITY: BIRMINGHAM
STATE: AL
ZIP: 35243
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARK RESTAURANTS CORP
CENTRAL INDEX KEY: 0000779544
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133156768
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0928
BUSINESS ADDRESS:
STREET 1: 85 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10003-3019
BUSINESS PHONE: 2122068800
MAIL ADDRESS:
STREET 1: 85 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10003-3019
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-12-20
0
0000779544
ARK RESTAURANTS CORP
ARKR
0001132317
SATTERFIELD THOMAS A JR
15 COLLEY COVE DRIVE
GULF BREEZE
FL
32561
0
0
1
0
Common Stock
2022-12-20
4
P
0
10335
16.36
A
113285
I
By family members and related entities
Common Stock
2022-12-21
4
P
0
10165
16.74
A
123450
I
By family members and related entities
Common Stock
2022-12-21
4
P
0
4607
17.51
A
184607
I
By Caldwell Mill Opportunity Fund
Common Stock
46500
D
Common Stock
1000
I
By spouse
Common Stock
50000
I
By Tomsat Investment & Trading Co., Inc.
Common Stock
145000
I
By A.G. Family L.P.
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.26 to $16.45. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to these securities.
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.56 to $17.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: the reporting person's father (32,000 shares); the reporting person's brother (15,000 shares); the reporting person's sister (27,000 shares); the reporting person's brother-in-law (11,000 shares); Rita Phifer (10,000 shares); the reporting person's second brother-in-law (6,000 shares); the reporting person's nephew (2,000 shares); a trust for the reporting person's granddaughter (1,450 shares); a trust for the reporting person's second granddaughter (500 shares); the reporting person's step-sister (2,500 shares); the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (7,000 shares); the reporting person's fourth step-sister and spouse (4,000 shares); and the reporting person's fifth step-sister and spouse (3,000 shares).
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.13 to $17.70. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Includes 7,500 shares held jointly with the reporting person's spouse.
The reporting person controls the general partner of the partnership that owns the reported securities.
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities included herein in excess of the reporting person's pecuniary interest in such equity securities.
/s/ Thomas A. Satterfield, Jr.
2022-12-22