0000930413-13-003227.txt : 20130603 0000930413-13-003227.hdr.sgml : 20130603 20130603113239 ACCESSION NUMBER: 0000930413-13-003227 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130521 FILED AS OF DATE: 20130603 DATE AS OF CHANGE: 20130603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARK RESTAURANTS CORP CENTRAL INDEX KEY: 0000779544 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133156768 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 85 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10003-3019 BUSINESS PHONE: 2122068800 MAIL ADDRESS: STREET 1: 85 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10003-3019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEINSTEIN MICHAEL S CENTRAL INDEX KEY: 0000902827 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09453 FILM NUMBER: 13887162 MAIL ADDRESS: STREET 1: C/O ARK RESTAURANTS CORP STREET 2: 85 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10003 4/A 1 c73986_form4.xml X0306 4/A 2013-05-21 2013-05-30 0 0000779544 ARK RESTAURANTS CORP ARKR 0000902827 WEINSTEIN MICHAEL S C/O ARK RESTAURANTS CORP 85 FIFTH AVENUE, 14TH FLOOR NEW YORK NY 10003 1 1 1 0 Chairman & CEO Common Stock 2013-05-21 2013-05-21 4 S 0 150 21.25 D 1051968 I See (2) below Common Stock 2013-05-22 2013-05-22 4 S 0 1000 21.25 D 1050968 I See (2) below Common Stock 2013-05-22 2013-05-22 4 S 0 2499 21.45 D 1048469 I See (2) below Common Stock 2013-05-24 2013-05-24 4 S 0 3400 21.29 D 1045069 I See (4) below The Form 4, as originally filed on May 30, 2013, did not include the transaction in which the reporting person had previously transferred 10,000 shares to The Weinstein Foundation, an entity that the reporting person beneficially owns. Therefore, the original Form 4 incorrectly identified the direct beneficial ownership and indirect beneficial ownership of 10,000 shares. The Form 4, as amended by this Form 4/A, correctly reports such information as described in the footnotes below. The Weinstein Foundation is the selling party. Footnote 1 of the Form 4, as originally filed is being amended to state the reporting person (a) directly owns 1,036,249 shares of common stock; (b) is the indirect beneficial owner of an additional 2,400 shares of common stock held by his minor children; and (c) an additional 13,469 shares are held by The Weinstein Foundation, a private foundation of which Mr. Weinstein acts as trustee and as to which shares Mr. Weinstein has shared investment and shared voting power, which were sold as described above. This does not include the 91,500 shares issuable upon the exercise of options granted to Michael Weinstein that are currently exercisable. The Form 4, as originally filed on May 30, 2013, did not include this transaction. The Reporting person (a) directly owns 1,036,249 shares of common stock; (b) is the indirect beneficial owner of an additional 2,400 shares of common stock held by his minor children; and (c) an additional 7,420 shares are held by The Weinstein Foundation, a private foundation of which Mr. Weinstein acts as trustee and as to which shares Mr. Weinstein has shared investment and shared voting power, which were sold as described above. This does not include the 91,500 shares issuable upon the exercise of options granted to Michael Weinstein that are currently exercisable. /s/ Michael Weinstein 2013-05-31