0000930413-13-003227.txt : 20130603
0000930413-13-003227.hdr.sgml : 20130603
20130603113239
ACCESSION NUMBER: 0000930413-13-003227
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130521
FILED AS OF DATE: 20130603
DATE AS OF CHANGE: 20130603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARK RESTAURANTS CORP
CENTRAL INDEX KEY: 0000779544
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133156768
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 85 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10003-3019
BUSINESS PHONE: 2122068800
MAIL ADDRESS:
STREET 1: 85 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10003-3019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEINSTEIN MICHAEL S
CENTRAL INDEX KEY: 0000902827
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09453
FILM NUMBER: 13887162
MAIL ADDRESS:
STREET 1: C/O ARK RESTAURANTS CORP
STREET 2: 85 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10003
4/A
1
c73986_form4.xml
X0306
4/A
2013-05-21
2013-05-30
0
0000779544
ARK RESTAURANTS CORP
ARKR
0000902827
WEINSTEIN MICHAEL S
C/O ARK RESTAURANTS CORP
85 FIFTH AVENUE, 14TH FLOOR
NEW YORK
NY
10003
1
1
1
0
Chairman & CEO
Common Stock
2013-05-21
2013-05-21
4
S
0
150
21.25
D
1051968
I
See (2) below
Common Stock
2013-05-22
2013-05-22
4
S
0
1000
21.25
D
1050968
I
See (2) below
Common Stock
2013-05-22
2013-05-22
4
S
0
2499
21.45
D
1048469
I
See (2) below
Common Stock
2013-05-24
2013-05-24
4
S
0
3400
21.29
D
1045069
I
See (4) below
The Form 4, as originally filed on May 30, 2013, did not include the transaction in which the reporting person had previously transferred 10,000 shares to The Weinstein Foundation, an entity that the reporting person beneficially owns. Therefore, the original Form 4 incorrectly identified the direct beneficial ownership and indirect beneficial ownership of 10,000 shares. The Form 4, as amended by this Form 4/A, correctly reports such information as described in the footnotes below.
The Weinstein Foundation is the selling party. Footnote 1 of the Form 4, as originally filed is being amended to state the reporting person (a) directly owns 1,036,249 shares of common stock; (b) is the indirect beneficial owner of an additional 2,400 shares of common stock held by his minor children; and (c) an additional 13,469 shares are held by The Weinstein Foundation, a private foundation of which Mr. Weinstein acts as trustee and as to which shares Mr. Weinstein has shared investment and shared voting power, which were sold as described above. This does not include the 91,500 shares issuable upon the exercise of options granted to Michael Weinstein that are currently exercisable.
The Form 4, as originally filed on May 30, 2013, did not include this transaction.
The Reporting person (a) directly owns 1,036,249 shares of common stock; (b) is the indirect beneficial owner of an additional 2,400 shares of common stock held by his minor children; and (c) an additional 7,420 shares are held by The Weinstein Foundation, a private foundation of which Mr. Weinstein acts as trustee and as to which shares Mr. Weinstein has shared investment and shared voting power, which were sold as described above. This does not include the 91,500 shares issuable upon the exercise of options granted to Michael Weinstein that are currently exercisable.
/s/ Michael Weinstein
2013-05-31