-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J9+fyWLPzDjtVdnKaqpTCOaxdufiCB7St7JPV9WBStp+gCPXi3/dUSLdnA5KbGdE eFOg4VMsF6cRC2sPllgwtw== 0000779390-05-000034.txt : 20050926 0000779390-05-000034.hdr.sgml : 20050926 20050926203948 ACCESSION NUMBER: 0000779390-05-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050922 FILED AS OF DATE: 20050926 DATE AS OF CHANGE: 20050926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPECT COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000779390 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942974062 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1320 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4083252200 MAIL ADDRESS: STREET 1: 1320 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: ASPECT TELECOMMUNICATIONS CORP DATE OF NAME CHANGE: 19940218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAND A BARRY CENTRAL INDEX KEY: 0001012979 STANDARD INDUSTRIAL CLASSIFICATION: AUTO CONTROLS FOR REGULATING RESIDENTIAL & COMML ENVIRONMENT [3822] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18391 FILM NUMBER: 051103860 BUSINESS ADDRESS: STREET 1: 500 WOODBUNE ROAD CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033299392 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-09-22 0 0000779390 ASPECT COMMUNICATIONS CORP ASPT 0001012979 RAND A BARRY C/O ASPECT COMMUNICATIONS CORPORATION 1320 RIDDER PARK DRIVE SAN JOSE CA 95131 1 0 0 0 Common Stock 2005-09-22 4 D 0 23152 D 0 D Stock Option (Right to Buy) 2.95 2005-09-22 4 D 0 24000 8.65 D Common Stock 24000 0 D Stock Option (Right to Buy) 8.97 2005-09-22 4 D 0 6000 2.63 D Common Stock 6000 0 D Stock Option (Right to Buy) 8.56 2005-09-22 4 D 0 20000 3.04 D Common Stock 20000 0 D Stock Option (Right to Buy) 13.55 2005-09-22 4 D 0 6000 D Common Stock 6000 0 D Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of July 5, 2005 among issuer, Concerto Software, Inc. and Ascend Merger Sub, Inc. in exchange for $11.60 per share of issuer common stock. This option, which became vested and exercisable in its entirety immediately prior to the effective time of the merger contemplated by the Merger Agreement was cancelled in the merger in exchange for a cash payment of $207,600, representing the difference between the exercise price of the option and $11.60 per share (the per share consideration for issuer common stock paid in the merger). This option originally had an expiration date of 1/22/2013, however, pursuant to the terms of issuer's option plan and the Merger Agreement, this option terminated on 9/22/2005 at the effective time of the merger. This option, which became vested and exercisable in its entirety immediately prior to the effective time of the merger contemplated by the Merger Agreement, was cancelled in the merger in exchange for a cash payment of $15,780, representing the difference between the exercise price of the option and $11.60 per share (the per share consideration for issuer common stock paid in the merger). This option originally had an expiration date of 9/2/2013, however, pursuant to the terms of issuer's option plan and the Merger Agreement, this option terminated on 9/22/2005 at the effective time of the merger. This option, which became vested and exercisable in its entirety immediately prior to the effective time of the merger contemplated by the Merger Agreement, was cancelled in the merger in exchange for a cash payment of $60,800, representing the difference between the exercise price of the option and $11.60 per share (the per share consideration for issuer common stock paid in the merger). This option originally had an expiration date of 8/31/2014, however, pursuant to the terms of issuer's option plan and the Merger Agreement, this option terminated on 9/22/2005 at the effective time of the merger. This option, which became vested and exercisable in its entirety immediately prior to the effective time of the merger contemplated by the Merger Agreement was cancelled in the merger for no consideration. This option originally had an expiration date of 06/02/2014, however, pursuant to the terms of issuer's option plan and the Merger Agreement, this option terminated on 9/22/2005 at the effective time of the merger /s/ Christine Gorjanc, Attorney-in-Fact 2005-09-26 -----END PRIVACY-ENHANCED MESSAGE-----