-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R3g5XiOvC+1RP6/akxfERjFP8KBcz87RuMnn99MNIh5FYl6o7jTfM2GZFlryCISY /tNL+OEhfmsGMM6c8u7NHA== 0000779334-98-000078.txt : 19981023 0000779334-98-000078.hdr.sgml : 19981023 ACCESSION NUMBER: 0000779334-98-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981022 FILED AS OF DATE: 19981022 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BIRMINGHAM STEEL CORP CENTRAL INDEX KEY: 0000779334 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 133213634 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-09820 FILM NUMBER: 98729232 BUSINESS ADDRESS: STREET 1: 1000 URBAN CENTER PARKWAY STREET 2: SUITE 300 CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: 2059701200 MAIL ADDRESS: STREET 1: P.O. BOX 1208 CITY: BIRMINGHAM STATE: AL ZIP: 35201-1208 COMPANY DATA: COMPANY CONFORMED NAME: LUCAS WILLIAM R JR CENTRAL INDEX KEY: 0001047462 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER IRS NUMBER: 416640187 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1000 URBAN CENTER DRIVE, STE. 300 STREET 2: PO BOX 1208 CITY: BIRMINGHAM STATE: AL ZIP: 35201-1208 BUSINESS PHONE: 2059701229 4 1 FORM 4 - OCTOBER 31, 1998 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Lucas, Jr., William R. 1000 Urban Center Drive, Suite 300 Birmingham, AL 35242 USA 2. Issuer Name and Ticker or Trading Symbol Birmingham Steel Corporation BIR 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year October 31, 1998 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Executive Vice President - Administration & General Counsel 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Birmingham Steel Corporatio| | | | | | | | | | n | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/31/|J | |117 |A | |7,117 |D | | |98 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |500 |I |Owned by Wife | - -----------------------------------------------------------------------------------------------------------------------------------| Restricted Stock | | | | | | |6,675 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Restricted Stock - SAP - 10|10/31/|A | |117 |D | |3,833 |D | | /31/98 |98 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Held in 401(k) Plan - 6/30/| | | | | | |2,401.85 |I |Held in Trust | 98 | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| DRIP - 8/1/98 | | | | | | |471 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Right to Buy | | | | | | | | | | | |60,000 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options | | | | | | | | | | | |12,000 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | |2,400 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | |2,400 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | |2,400 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | |2,400 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | |2,400 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: J -Restricted Stock vested 10/31/98 SAP SIGNATURE OF REPORTING PERSON ** Catherine W. Pecher is the Reporting Agent DATE October 22, 1998 -----END PRIVACY-ENHANCED MESSAGE-----