-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EFgdX9ubVi+6uzlaqTkTUcoKEgN3aLW7tvd7U2KsLGRtkzU7uh3aFtmepES6Xcux fQ+wn+SDACV8SndgxymyxQ== /in/edgar/work/20001103/0000779334-00-000173/0000779334-00-000173.txt : 20001106 0000779334-00-000173.hdr.sgml : 20001106 ACCESSION NUMBER: 0000779334-00-000173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001031 FILED AS OF DATE: 20001103 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BIRMINGHAM STEEL CORP CENTRAL INDEX KEY: 0000779334 STANDARD INDUSTRIAL CLASSIFICATION: [3312 ] IRS NUMBER: 133213634 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-09820 FILM NUMBER: 752344 BUSINESS ADDRESS: STREET 1: 1000 URBAN CENTER DRIVE STREET 2: SUITE 300 CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: 2059701200 MAIL ADDRESS: STREET 1: P.O. BOX 1208 CITY: BIRMINGHAM STATE: AL ZIP: 35201-1208 COMPANY DATA: COMPANY CONFORMED NAME: DEMPSEY JERRY E CENTRAL INDEX KEY: 0001101902 STANDARD INDUSTRIAL CLASSIFICATION: [ ]DIRECTOR IRS NUMBER: 133213634 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PO BOX 1208 CITY: BIRMINGHAM STATE: AL ZIP: 352011208 BUSINESS PHONE: 2059701256 4 1 0001.txt FORM 4 - OCTOBER 31, 2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Dempsey, Jerry E. 1000 Urban Center Drive, Suite 300 Birmingham, AL 35242 USA 2. Issuer Name and Ticker or Trading Symbol Birmingham Steel Corporation BIR 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year October 31, 2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Birmingham Steel Corporatio| | | | | | | | | | n | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/19/|J | |800 |A |1.8750 | | | | |00 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |10/20/|J | |1263 |A |2.3750 | | | | |00 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |10/20/|J-1 | |1500 |A |2.3750 | | | | |00 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |10/23/|J | |390 |A |2.5625 |22892 |D | | |00 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Right to Buy | | | | | | | | | | |6.3125 |5000 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options | |10/20|A | |5000 |A |10/20|10/20|Common |5000 |4.5625 |5000 |D | | | |/00 | | | | |/01 |/10 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: J-Stock awarded in payment of meeting fees J-1 = Stock awarded in payment of annual retainer fee SIGNATURE OF REPORTING PERSON **Catherine W. Pecher is the Reporting Agent DATE November 3, 2000 -----END PRIVACY-ENHANCED MESSAGE-----