-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HUwaWMo61+Wo8hu3HjwZaYpCp9M7xOoPDMmWpIiKvbaovM1sTC5mwYzTe5SN40aK h+33BEXYIlBj3JhCN9hiEw== /in/edgar/work/20000906/0000779334-00-000120/0000779334-00-000120.txt : 20000922 0000779334-00-000120.hdr.sgml : 20000922 ACCESSION NUMBER: 0000779334-00-000120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000831 FILED AS OF DATE: 20000906 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BIRMINGHAM STEEL CORP CENTRAL INDEX KEY: 0000779334 STANDARD INDUSTRIAL CLASSIFICATION: [3312 ] IRS NUMBER: 133213634 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-09820 FILM NUMBER: 717069 BUSINESS ADDRESS: STREET 1: 1000 URBAN CENTER DRIVE STREET 2: SUITE 300 CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: 2059701200 MAIL ADDRESS: STREET 1: P.O. BOX 1208 CITY: BIRMINGHAM STATE: AL ZIP: 35201-1208 COMPANY DATA: COMPANY CONFORMED NAME: OAKES PHILIP L CENTRAL INDEX KEY: 0001113410 STANDARD INDUSTRIAL CLASSIFICATION: [ ]OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PO BOX 1208 CITY: BIRMINGHAM STATE: AL ZIP: 35201-1208 BUSINESS PHONE: 2059701256 MAIL ADDRESS: STREET 1: PO BOX 1208 CITY: BIRMINGHAM STATE: AL ZIP: 35201-1208 4 1 0001.txt FORM 4 - AUGUST 31, 2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Oakes, Philip L. 1000 Urban Center Drive, Suite 300 Birmingham, AL 35242 2. Issuer Name and Ticker or Trading Symbol Birmingham Steel Corporation BIR 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year August 31, 2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President - Human Resources 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Birmingham Steel Corporatio| | | | | | | | | | n | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |08/10/|J | |1,558 |A |2.6875 |3,129 |D | | |00 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 401(k) Plan 06/30/00 | | | | | | |82.35 |I |Held in Trust | - -----------------------------------------------------------------------------------------------------------------------------------| Restricted Stock |08/10/|J | |1,558 |D |2.6875 |375 |D | | |00 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| | | | | | | | | | | | |15,000 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | |3,000 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | |25,000 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | |10,000 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | |62,000 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: J = Vesting of restricted stock 8/10/00 SIGNATURE OF REPORTING PERSON **Catherine W. Pecher is the Reporting Person DATE September 6, 2000 -----END PRIVACY-ENHANCED MESSAGE-----